Imperial by Design
IN THE first years after the
Cold War ended, many Americans had a profound sense of optimism about the
future of international politics. President Bill Clinton captured that mood
when he told the UN General Assembly in September 1993:
It is clear that we live at a turning point in human history. Immense and promising changes seem to wash over us every day. The Cold War is over. The world is no longer divided into two armed and angry camps. Dozens of new democracies have been born. It is a moment of miracles.
The basis of all this good
feeling was laid out at the time in two famous articles by prominent
neoconservatives. In 1989, Francis Fukuyama argued in “The End of History?”
that Western liberal democracy had won a decisive victory over communism and
fascism and should be seen as the “final form of human government.”1 One
consequence of this “ideological evolution,” he argued, was that large-scale
conflict between the great powers was “passing from the scene,” although “the
vast bulk of the Third World remains very much mired in history, and will be a
terrain of conflict for many years to come.” Nevertheless, liberal democracy
and peace would eventually come to the Third World as well, because the sands
of time were pushing inexorably in that direction.
One year later, Charles
Krauthammer emphasized in “The Unipolar Moment” that the United States had
emerged from the Cold War as by far the most powerful country on the planet.2 He
urged American leaders not to be reticent about using that power “to lead a
unipolar world, unashamedly laying down the rules of world order and being
prepared to enforce them.” Krauthammer’s advice fit neatly with Fukuyama’s
vision of the future: the United States should take the lead in bringing
democracy to less developed countries the world over. After all, that shouldn’t
be an especially difficult task given that America had awesome power and the
cunning of history on its side.
U.S. grand strategy has
followed this basic prescription for the past twenty years, mainly because most
policy makers inside the Beltway have agreed with the thrust of Fukuyama’s and
Krauthammer’s early analyses.
The results, however, have
been disastrous. The United States has been at war for a startling two out of
every three years since 1989, and there is no end in sight. As anyone with a
rudimentary knowledge of world events knows, countries that continuously fight
wars invariably build powerful national-security bureaucracies that undermine
civil liberties and make it difficult to hold leaders accountable for their
behavior; and they invariably end up adopting ruthless policies normally
associated with brutal dictators. The Founding Fathers understood this problem,
as is clear from James Madison’s observation that “no nation can preserve its
freedom in the midst of continual warfare.” Washington’s pursuit of policies
like assassination, rendition and torture over the past decade, not to mention
the weakening of the rule of law at home, shows that their fears were justified.
To make matters worse, the
United States is now engaged in protracted wars in Afghanistan and Iraq that
have so far cost well over a trillion dollars and resulted in around
forty-seven thousand American casualties. The pain and suffering inflicted on
Iraq has been enormous. Since the war began in March 2003, more than one
hundred thousand Iraqi civilians have been killed, roughly 2 million Iraqis
have left the country and 1.7 million more have been internally displaced.
Moreover, the American military is not going to win either one of these
conflicts, despite all the phony talk about how the “surge” has worked in Iraq
and how a similar strategy can produce another miracle in Afghanistan. We may
well be stuck in both quagmires for years to come, in fruitless pursuit of
victory.
The United States has also
been unable to solve three other major foreign-policy problems. Washington has
worked overtime—with no success—to shut down Iran’s uranium-enrichment
capability for fear that it might lead to Tehran acquiring nuclear weapons. And
the United States, unable to prevent North Korea from acquiring nuclear weapons
in the first place, now seems incapable of compelling Pyongyang to give them
up. Finally, every post–Cold War administration has tried and failed to settle
the Israeli-Palestinian conflict; all indicators are that this problem will
deteriorate further as the West Bank and Gaza are incorporated into a Greater
Israel.
The unpleasant truth is that
the United States is in a world of trouble today on the foreign-policy front,
and this state of affairs is only likely to get worse in the next few years, as
Afghanistan and Iraq unravel and the blame game escalates to poisonous levels.
Thus, it is hardly surprising that a recent Chicago Council on Global Affairs
survey found that “looking forward 50 years, only 33 percent of Americans think
the United States will continue to be the world’s leading power.” Clearly, the
heady days of the early 1990s have given way to a pronounced pessimism.
This regrettable situation
raises the obvious questions of what went wrong? And can America right its
course?
THE DOWNWARD spiral the United States has taken was anything but inevitable. Washington has always had a choice in how to approach grand strategy. One popular option among some libertarians is isolationism. This approach is based on the assumption that there is no region outside the Western Hemisphere that is strategically important enough to justify expending American blood and treasure. Isolationists believe that the United States is remarkably secure because it is separated from all of the world’s great powers by two giant moats—the Atlantic and Pacific Oceans—and on top of that it has had nuclear weapons—the ultimate deterrent—since 1945. But in truth, there is really no chance that Washington will adopt this policy, though the United States had strong isolationist tendencies until World War II. For since then, an internationalist activism, fostered by the likes of the Rockefeller Foundation, has thoroughly delegitimized this approach. American policy makers have come to believe the country should be militarily involved on the world stage. Yet though no mainstream politician would dare advocate isolationism at this point, the rationale for this grand strategy shows just how safe the United States is. This means, among other things, that it will always be a challenge to motivate the U.S. public to want to run the world and especially to fight wars of choice in distant places.
Offshore balancing, which was America’s traditional grand strategy for
most of its history, is but another option. Predicated on the belief that there
are three regions of the world that are strategically important to the United
States—Europe, Northeast Asia and the Persian Gulf—it sees the United States’
principle goal as making sure no country dominates any of these areas as it
dominates the Western Hemisphere. This is to ensure that dangerous rivals in
other regions are forced to concentrate their attention on great powers in
their own backyards rather than be free to interfere in America’s. The best way
to achieve that end is to rely on local powers to counter aspiring regional
hegemons and otherwise keep U.S. military forces over the horizon. But if that
proves impossible, American troops come from offshore to help do the job, and
then leave once the potential hegemon is checked.
Selective
engagement also assumes
that Europe, Northeast Asia and the Persian Gulf are the only areas of the
world where the United States should be willing to deploy its military might.
It is a more ambitious strategy than offshore balancing in that it calls for
permanently stationing U.S. troops in those regions to help maintain peace. For
selective engagers, it is not enough just to thwart aspiring hegemons. It is
also necessary to prevent war in those key regions, either because upheaval
will damage our economy or because we will eventually get dragged into the
fight in any case. An American presence is also said to be valuable for
limiting nuclear proliferation. But none of these strategies call for
Washington to spread democracy around the globe—especially through war.
The root cause of America’s
troubles is that it adopted a flawed grand strategy after the Cold War. From
the Clinton administration on, the United States rejected all these other
avenues, instead pursuing global dominance, or what might
alternatively be called global hegemony, which was not just doomed to fail, but
likely to backfire in dangerous ways if it relied too heavily on military force
to achieve its ambitious agenda.
Global dominance has two broad
objectives: maintaining American primacy, which means making sure that the
United States remains the most powerful state in the international system; and
spreading democracy across the globe, in effect, making the world over in
America’s image. The underlying belief is that new liberal democracies will be
peacefully inclined and pro-American, so the more the better. Of course, this
means that Washington must care a lot about every country’s politics. With
global dominance, no serious attempt is made to prioritize U.S. interests,
because they are virtually limitless.
This grand strategy is
“imperial” at its core; its proponents believe that the United States has the
right as well as the responsibility to interfere in the politics of other
countries. One would think that such arrogance might alienate other states, but
most American policy makers of the early nineties and beyond were confident
that would not happen, instead believing that other countries—save for
so-called rogue states like Iran and North Korea—would see the United States as
a benign hegemon serving their own interests.
There is, however, an
important disagreement among global dominators about how best to achieve their
strategy’s goals. On one side are the neoconservatives, who believe that the
United States can rely heavily on armed force to dominate and transform the
globe, and that it can usually act unilaterally because American power is so
great. Indeed, they tend to be openly contemptuous of Washington’s traditional
allies as well as international institutions, which they view as forums where
the Lilliputians tie down Gulliver. Neoconservatives see spreading democracy as
a relatively easy task. For them, the key to success is removing the reigning
tyrant; once that is done, there is little need to engage in protracted nation
building.
On the other side are the
liberal imperialists, who are certainly willing to use the American military to
do social engineering. But they are less confident than the neoconservatives
about what can be achieved with force alone. Therefore, liberal imperialists
believe that running the world requires the United States to work closely with
allies and international institutions. Although they think that democracy has
widespread appeal, liberal imperialists are usually less sanguine than the
neoconservatives about the ease of exporting it to other states. As we set off
to remake the world after the fall of the Berlin Wall, these principles of
global dominance set the agenda.
BILL CLINTON was the first
president to govern exclusively in the post–Cold War world, and his
administration pursued global dominance from start to finish. Yet Clinton’s
foreign-policy team was comprised of liberal imperialists; so, although the
president and his lieutenants made clear that they were bent on ruling the
world—blatantly reflected in former–Secretary of State Madeleine Albright’s
well-known comment that “if we have to use force, it is because we are America;
we are the indispensable nation. We stand tall and we see further than other
countries into the future”—they employed military force reluctantly and
prudently. They may have been gung ho about pushing the unipolar moment onward
and upward, but for all their enthusiasm, even these democracy promoters soon
saw that nation building was no easy task.
During his first year in
office, Clinton carelessly allowed the United States to get involved in nation
building in Somalia. But when eighteen American soldiers were killed in a
firefight in Mogadishu in October 1993 (famously rendered in Black Hawk
Down), he immediately pulled U.S. troops out of the country. In fact, the
administration was so spooked by the fiasco that it refused to intervene during
the Rwandan genocide in the spring of 1994, even though the cost of doing so
would have been small. Yes, Clinton did commit American forces to Haiti in
September 1994 to help remove a brutal military regime, but he had to overcome
significant congressional opposition and he went to great lengths to get a UN
resolution supporting a multinational intervention force. Most of the American
troops were out of Haiti by March 1996, and at no time was there a serious
attempt at nation building.
Clinton did talk tough during
the 1992 presidential campaign about using American power against Serbia to
halt the fighting in Bosnia, but after taking office, he dragged his feet and
only used airpower in 1995 to end the fighting. He went to war against Serbia
for a second time in 1999—this time over Kosovo—and once again would only rely
on airpower, despite pressure to deploy ground forces from his NATO commander,
General Wesley Clark, and then–British Prime Minister Tony Blair.
By early 1998, the
neoconservatives were pressuring Clinton to use military force to remove Saddam
Hussein. The president endorsed the long-term goal of ousting the Iraqi leader,
but he refused to go to war to make that happen. The United States under Bill
Clinton was, as Richard Haass put it, a “reluctant sheriff.”
Although the Clinton
administration made little progress toward achieving global hegemony during its
eight-year reign, it at least managed to avoid any major foreign-policy
disasters. It seemed to understand the inherent difficulties of nation building
and devoted neither much blood nor much treasure in its pursuit.
Nevertheless, given the
American public’s natural reluctance to engage in foreign adventures, by the
2000 presidential campaign, many were unhappy with even this cautious liberal
imperialism. George W. Bush tried to capitalize on this sentiment by
criticizing Clinton’s foreign policy as overzealous—and as it turns out,
ironically, especially for doing too much nation building. The Republican
candidate called for the United States to scale back its goals and concentrate
on reinvigorating its traditional Cold War alliances. The main threat facing
the United States, he argued, was a rising China; terrorism was paid little
attention. In effect, Bush was calling for a grand strategy of selective
engagement. Not surprisingly, his opponent, Vice President Al Gore, called for
pursuing global dominance, albeit in a multilateral guise.
When Bush won, it appeared
that the United States was about to adopt a less ambitious grand strategy. But
that did not happen because the new Bush administration drastically altered its
approach to the world after 9/11.
There was never any question
that Washington would treat terrorism as its main threat after that horrific
day. But it was not clear at first how the administration would deal with the
problem. Over the course of the next year, Bush turned away from selective
engagement and embraced global dominance. Unlike his predecessor in the White
House, however, he adopted the neoconservative formula for ruling the world.
And that meant relying primarily on the unilateral use of American military
force. From the early days of Afghanistan onward, America was to enter the age
of the “Bush Doctrine,” which was all about using the U.S. military to bring
about regime change across the Muslim and Arab world. It is easy to forget now,
but Iraq was supposed to be a step in the remarkably far-reaching plan to sow
democracy in an area of the world where it was largely absent, thereby creating
peace. President Bush put the point succinctly in early 2003 when he said, “By
the resolve and purpose of America, and of our friends and allies, we will make
this an age of progress and liberty. Free people will set the course of
history, and free people will keep the peace of the world.”
By pursuing this extraordinary
scheme to transform an entire region at the point of a gun, President Bush
adopted a radical grand strategy that has no parallel in American history. It
was also a dismal failure.
The Bush administration’s
quest for global dominance was based on a profound misunderstanding of the
threat environment facing the United States after 9/11. And the president and
his advisers overestimated what military force could achieve in the modern
world, in turn greatly underestimating how difficult it would be to spread
democracy in the Middle East. This triumvirate of errors doomed Washington’s
effort to dominate the globe, undermined American values and institutions on
the home front, and threatened its position in the world.
WITH THE attacks on the World
Trade Center and the Pentagon, the Bush administration all of a sudden was
forced to think seriously about terrorism. Unfortunately, the president—and
most Americans for that matter—misread what the country was dealing with in two
important ways: greatly exaggerating the threat’s severity, and failing to
understand why al-Qaeda was so enraged at the United States. These mistakes led
the administration to adopt policies that made the problem worse, not better.
In the aftermath of 9/11,
terrorism was described as an existential threat. President Bush emphasized
that virtually every terrorist group on the planet—including those that had no
beef with Washington—was our enemy and had to be eliminated if we hoped to win
what became known as the global war on terror (GWOT). The administration also
maintained that states like Iran, Iraq and Syria were not only actively
supporting terrorist organizations but were also likely to provide terrorists
with weapons of mass destruction (WMD). Thus, it was imperative for the United
States to target these rogue states if it hoped to win the GWOT—or what some neoconservatives
like Norman Podhoretz called World War IV. Indeed, Bush said that any country
which “continues to harbor or support terrorism will be regarded by the United
States as a hostile regime.” Finally, the administration claimed that it was
relatively easy for groups like al-Qaeda to infiltrate and strike the homeland,
and that we should expect more disasters like 9/11 in the near future. The
greatest danger for sure would be a WMD attack against a major American city.
This assessment of America’s terrorism
problem was flawed on every count. It was threat inflation of the highest
order. It made no sense to declare war against groups that were not trying to
harm the United States. They were not our enemies; and going after all
terrorist organizations would greatly complicate the daunting task of
eliminating those groups that did have us in their crosshairs. In addition,
there was no alliance between the so-called rogue states and al-Qaeda. In fact,
Iran and Syria cooperated with Washington after 9/11 to help quash Osama bin
Laden and his cohorts. Although the Bush administration and the
neoconservatives repeatedly asserted that there was a genuine connection
between Saddam Hussein and al-Qaeda, they never produced evidence to back up
their claim for the simple reason that it did not exist.
The fact is that states have
strong incentives to distrust terrorist groups, in part because they might turn
on them someday, but also because countries cannot control what terrorist
organizations do, and they may do something that gets their patrons into
serious trouble. This is why there is hardly any chance that a rogue state will
give a nuclear weapon to terrorists. That regime’s leaders could never be sure
that they would not be blamed and punished for a terrorist group’s actions. Nor
could they be certain that the United States or Israel would not incinerate
them if either country merely suspected that they had provided terrorists with
the ability to carry out a WMD attack. A nuclear handoff, therefore, is not a serious
threat.
When you get down to it, there
is only a remote possibility that terrorists will get hold of an atomic bomb.
The most likely way it would happen is if there were political chaos in a
nuclear-armed state, and terrorists or their friends were able to take
advantage of the ensuing confusion to snatch a loose nuclear weapon. But even
then, there are additional obstacles to overcome: some countries keep their
weapons disassembled, detonating one is not easy and it would be difficult to
transport the device without being detected. Moreover, other countries would
have powerful incentives to work with Washington to find the weapon before it
could be used. The obvious implication is that we should work with other states
to improve nuclear security, so as to make this slim possibility even more
unlikely.
Finally, the ability of
terrorists to strike the American homeland has been blown out of all
proportion. In the nine years since 9/11, government officials and terrorist
experts have issued countless warnings that another major attack on American
soil is probable—even imminent. But this is simply not the case.3 The
only attempts we have seen are a few failed solo attacks by individuals with
links to al-Qaeda like the “shoe bomber,” who attempted to blow up an American
Airlines flight from Paris to Miami in December 2001, and the “underwear
bomber,” who tried to blow up a Northwest Airlines flight from Amsterdam to
Detroit in December 2009. So, we do have a terrorism problem, but it is hardly
an existential threat. In fact, it is a minor threat. Perhaps the scope of the
challenge is best captured by Ohio State political scientist John Mueller’s
telling comment that “the number of Americans killed by international terrorism
since the late 1960s . . . is about the same as the number killed over the same
period by lightning, or by accident-causing deer, or by severe allergic
reactions to peanuts.”
One might argue that there has
been no attack on American soil since 9/11 because the GWOT has been a great
success. But that claim is undermined by the fact that al-Qaeda was trying hard
to strike the United States in the decade before 9/11, when there was no GWOT,
and it succeeded only once. In February 1993, al-Qaeda exploded a truck bomb in
a garage below the World Trade Center, killing six people. More than eight
years passed before the group struck that same building complex for the second
time. None of this is to deny that 9/11 was a spectacular success for the
terrorists, but it was no Pearl Harbor, which launched the United States into
battles against Imperial Japan and Nazi Germany, two truly dangerous
adversaries. Roughly 50 million people—the majority of them civilians—died in
that conflict. It is absurd to compare al-Qaeda with Germany and Japan, or to
liken the GWOT to a world war.
This conspicuous threat
inflation has hurt the American effort to neutralize al-Qaeda. By foolishly
widening the scope of the terrorism problem, Washington has ended up picking
fights with terrorist groups and countries that otherwise had no interest in
attacking the United States, and in some cases were willing to help us thwart
al-Qaeda. Enlarging the target set has also led American policy makers to take
their eyes off our main adversary. Furthermore, defining the terrorist threat
so broadly, coupled with the constant warnings about looming attacks that might
be even more deadly than 9/11, has led U.S. leaders to wage war all around the
globe and to think of this struggle as lasting for generations. This is exactly
the wrong formula for dealing with our terrorism problem. We should instead
focus our attention wholly on al-Qaeda and any other group that targets the
United States, and we should treat the threat as a law-enforcement problem
rather than a military one that requires us to engage in large-scale wars the
world over. Specifically, we should rely mainly on intelligence, police work,
carefully selected covert operations and close cooperation with allies to
neutralize the likes of al-Qaeda.
TO DEAL effectively with
terrorism, it is imperative to understand what motivates al-Qaeda to target the
United States in the first place. One also wants to know why large numbers of
people in the Arab and Muslim world are so angry with America that they
support, or at least sympathize with, these types of terrorist groups. Simply
put, why do they hate us?
There are two possible answers
to this question. One possibility is that al-Qaeda and its supporters loathe us
because of who we are; in other words, this is a clash of civilizations that has
arisen because these extremists hate Western values in general and liberal
democracy in particular. Alternatively, these groups may hate us because they
are furious with our Middle East policies. There is an abundance of survey data
and anecdotal evidence that shows the second answer is the right one. Anger and
hatred toward the United States among Arabs and Muslims is largely driven by
Washington’s policies, not by any deep-seated antipathy toward the West.4 The
policies that have generated the most anti-Americanism include Washington’s
support for Israel’s treatment of the Palestinians; the presence of American
troops in Saudi Arabia after the 1991 Gulf War; U.S. support for repressive
regimes in countries like Egypt; American sanctions on Baghdad after the First
Gulf War, which are estimated to have caused the deaths of about five hundred
thousand Iraqi civilians; and the U.S. invasion and occupation of Iraq.
None of this is to say that
the hard-core members of al-Qaeda like or respect American values and
institutions because surely most of them do not. But there is little evidence
that they dislike them so much that they would be motivated to declare war on
the United States. The case of Khalid Shaikh Mohammed—who the 9/11 Commission
described as “the principal architect of the 9/11 attacks”—tells us a great
deal. The Palestinian issue, not hatred of the American way of life, motivated
him. In the commission’s words, “By his own account, KSM’s animus toward the
United States stemmed not from his experiences there as a student, but rather
from his violent disagreement with U.S. foreign policy favoring Israel.” The
commission also confirmed that bin Laden was motivated in good part by
America’s support for Israel’s behavior toward the Palestinians.
Not surprisingly, President
Bush and his advisers rejected this explanation of 9/11, because accepting it
would effectively have been an admission that the United States bore
considerable responsibility for the events of that tragic day. We would be
acknowledging that it was our Middle East policies that were at the heart of it
all. Instead, right after 9/11 happened the president stated, “They hate our
freedoms: our freedom of religion, our freedom of speech, our freedom to vote
and assemble and disagree with each other.” Despite all the evidence to the
contrary, this argument sold well in America—at least for a few years. But what
were the policy implications of portraying the fight with al-Qaeda as a clash
between two different ways of life?
There was no chance that the
United States was going to change its basic character to solve its terrorism
problem. Instead, the Bush administration decided to carry out social
engineering on a grand scale. No lessons learned from the dismal record of
nation building in the Clinton years. Yes! We would bring liberal democracy and
Western values to the Arabs and the Iranians, and our troubles with terrorism
would go away. “The world has a clear interest in the spread of democratic
values,” the president said, “because stable and free nations do not breed the
ideologies of murder.”
Given American military might
and the belief that democracy was sweeping the globe, the Bush administration
and its supporters reasoned that it would be relatively easy to remake the Arab
and Muslim world in America’s image. They were wrong, of course, for the Bush
administration failed to understand the limits of what American military power
could do to transform the Middle East.
THE FAULTY assumption that
America could perform social engineering through its indomitable military
might—beyond the lofty theorizing of the neoconservatives—found its roots in
Afghanistan. By December 2001, it appeared that the U.S. military had won a
quick and stunning victory against the Taliban and installed a friendly regime
in Kabul that would be able to govern the country effectively for the
foreseeable future. Very importantly, the war was won with a combination of
American airpower, local allies and small Special Forces units. How easy it
seemed to deliver that country its freedom. There was no need for a large-scale
invasion, so when the fighting ended, the United States did not look like an
occupier. Nor did it seem likely to become one, because Hamid Karzai was
expected to keep order in Afghanistan without much U.S. help.
The perception of a stunning
triumph in Afghanistan was significant because leaders rarely initiate wars
unless they think that they can win quick and decisive victories. The prospect
of fighting a protracted conflict makes policy makers gun-shy, not just because
the costs are invariably high, but also because it is hard to tell how long
wars will come to an end. But by early 2002, it seemed that the United States
had found a blueprint for winning wars in the developing world quickly and
decisively, thus eliminating the need for a protracted occupation. It appeared
that the American military could exit a country soon after toppling its regime
and installing a new leader, and move on to the next target. It looked like the
neoconservatives had been vindicated. This interpretation convinced many people
in the foreign-policy establishment that the road was now open for using the
U.S. military to transform the Middle East and dominate the globe.
And with this hubris firmly in
place, America attacked Iraq on March 19, 2003. Within a few months, it looked
like the “Afghan model” had proved its worth again. Saddam was in hiding and
President Bush landed on the USS Abraham Lincoln with a big
banner in the background that announced: “Mission Accomplished.” It seemed at
the time that it would not be long before the next war began, maybe against
Iran or Syria, and then the other states in the region might be so scared of
America that merely threatening them with an attack would be enough to cause
regime change.
It all turned out to be a
mirage, of course, as Iraq quickly became a deadly quagmire with Afghanistan
following suit a few years later.
Indeed, what initially
appeared to be a dazzling victory in Afghanistan was not. There was little
chance that the United States would avoid a protracted occupation, since we
faced two insurmountable problems. While it was relatively easy to topple the
Taliban from power, it was not possible for the American military and its
allies to decisively defeat that foe. When cornered and facing imminent
destruction, Taliban fighters melted away into the countryside or across the
border into Pakistan, where they could regroup and eventually come back to
fight another day. This is why insurgencies with external sanctuaries have been
especially difficult to stamp out in the past.
Furthermore, the Karzai
government was doomed to fail, not just because its leader was put in power by
Washington, and not just because Afghanistan has always had a weak central
government, but also because Karzai and his associates are incompetent and
corrupt. This meant that there would be no central authority to govern the
country and check the Taliban when it came back to life. And that meant the United
States would have to do the heavy lifting. American troops would have to occupy
the country and fight the Taliban, and they would have to do so in support of a
fragile government with little legitimacy outside of Kabul. As anyone familiar
with the Vietnam War knows, this is a prescription for defeat.
If more evidence is needed
that the “Afghan model” does not work as advertised, Iraq provides it. Contrary
to what the neoconservatives claimed before the invasion, the United States
could not topple Saddam and avoid a long occupation, unless it was willing to
put another dictator in charge. Not only did Baghdad have few well-established
political institutions and a weak civil society, the removal of Saddam was
certain to unleash powerful centrifugal forces that would lead to a bloody
civil war in the absence of a large American presence. In particular, the
politically strong Sunnis were sure to resist losing power to the more numerous
Shia, who would benefit the most from the U.S. invasion. There were also profound
differences among various Shia groups, and the Kurds did not even want to be
ruled by Baghdad. On top of all that, al-Qaeda in Mesopotamia eventually
emerged on the scene. (Of course, the United States did not face a terrorist
threat from Iraq before the invasion.) All of this meant that a protracted
American occupation would be necessary to keep the country from tearing itself
apart.
AND LONG, messy occupations
were always inevitable. For though one might argue that the United States would
have succeeded in Afghanistan had it not invaded Iraq and instead concentrated
on building a competent government in Kabul that could keep the Taliban at bay,
even if this were true (and I have my doubts), it still would have taken a
decade or more to do the job. During this time the U.S. military would have
been pinned down in Afghanistan and thus unavailable to invade Iraq and other
countries in the Middle East. The Bush Doctrine, however, was dependent on
winning quick and decisive victories, which means that even a drawn-out success
in Afghanistan would have doomed the strategy.
Alternatively, one might argue
that the main problem in Afghanistan and Iraq was that the U.S. military had a
flawed counterinsurgency doctrine during the early stages of those conflicts.
According to this story, the United States eventually found the right formula
with the December 2006 edition of the U.S. Army and Marine Corps Counterinsurgency
Field Manual 3-24 (FM 3-24). Indeed, the purported success of the Iraq
surge is often ascribed to the implementation of the new rules of engagement.
Some even claim that it has helped us achieve victory in Iraq. The problem with
this argument is that President Bush made clear when the surge was launched in
January 2007 that tamping down the violence was a necessary but not sufficient
condition for success. He wisely emphasized that it was also essential that
rival Iraqi groups ameliorate their differences and find a workable system for
sharing political power. But to this day there has been little progress in
fixing Iraq’s fractured society and building an effective political system, as
evidenced by the difficulty Iraqi politicians have had forming a government in
the wake of the March 7, 2010, parliamentary elections. Hence, the surge has
not been a success. This failure is not for lack of trying; nation building is
a daunting task. The scope of the challenge is still greater in Afghanistan. So
even if one believes that the American military now has a smart
counterinsurgency doctrine, the fact is that it has yet to succeed.
There is no question that it
is possible to defeat an insurgency, but it is almost never quick or easy, and
there is no single formula for success. As FM 3-24 warns, “Political and
military leaders and planners should never underestimate its scale and
complexity.” Even in a best-case scenario like the Malayan Emergency, where the
British faced a numerically weak and unpopular Communist guerrilla force based
in the small Chinese minority, pacification still took roughly a dozen years.
What makes the enterprise so difficult is that victory usually requires more
than just defeating the insurgents in firefights. It usually demands nation
building as well because it is essential to fix the political and social
problems that caused the insurgency in the first place; otherwise, it is likely
to spring back to life. So even if it was a sure bet that the United States
could succeed at counterinsurgency with the right people and doctrine, it would
still take many years to achieve decisive results. “Insurgencies,” as FM 3-24
notes, “are protracted by nature.” This means that when the American military
engages in this kind of war fighting, it will end up pinned down in a lengthy
occupation. And when that happens, the Bush Doctrine cannot work.
BUT THE Bush administration
and its neoconservative supporters badly miscalculated how easy it would be to
create free, stable societies in the Middle East. They thought that beheading
regimes was essentially all that was needed for democracy to take hold.
It is hard to believe that any
policy maker or student of international affairs could have believed that
democracy would spring forth quickly and easily once tyrants like Saddam
Hussein were toppled. After all, it is clear from the historical record that imposing
democracy on another country is an especially difficult task that usually
fails.5 Jeffrey Pickering and Mark Peceny, who investigated the
democratizing consequences of interventions by liberal states from 1946 to
1996, conclude that “liberal intervention . . . has only very rarely played a
role in democratization since 1945.”6
The United States in
particular has a rich history of trying and failing to impose democracy on
other countries. New York University professors Bruce Bueno de Mesquita and
George Downs report in the Los Angeles Times that:
Between World War II and the present, the United States intervened more than 35 times in developing countries around the world. . . . In only one case—Colombia after the American decision in 1989 to engage in the war on drugs—did a full-fledged, stable democracy . . . emerge within 10 years. That’s a success rate of less than 3%.Pickering and Peceny similarly find only a single case—Panama after the removal of Manuel Noriega—in which American intervention clearly resulted in the emergence of a consolidated democracy. Furthermore, William Easterly and his colleagues at NYU looked at how U.S. and Soviet interventions during the Cold War affected the prospects for a democratic form of government. They found that “superpower interventions are followed by significant declines in democracy, and that the substantive effects are large.”
None of this is to say that it
is impossible for the United States to impose democracy abroad. But successes
are the exception rather than the rule, and as is the case with democratization
in general, externally led attempts to implant such a governing structure
usually occur in countries with a particular set of internal characteristics.
It helps greatly if the target state has high levels of ethnic and religious
homogeneity, a strong central government, reasonably high levels of prosperity
and some experience with democracy. The cases of post–World War II Germany and
Japan, which are often held up as evidence that the United States can export
democracy to the Middle East, fit these criteria. But those examples are highly
unusual, which is why the United States has failed so often in its
freedom-spreading quest.
Even Eastern Europe circa 1989
does not provide a useful precedent. Democracy quickly sprouted there when
communism collapsed and the autocrats who ruled in the region fell from power.
These cases, however, have little in common with what the United States has
been trying to do in the Muslim world. Democracy was not imposed on the
countries of Eastern Europe; it was homegrown in every instance, and most of
these countries possessed many of the necessary preconditions for
democratization. There is no question that the United States has tried to help
nurture these nascent democracies, but these are not cases where Washington
successfully exported popular rule to foreign lands, which is what the Bush
Doctrine was all about.
A good indicator of just how
imprudent the Bush administration and the neoconservatives were to think that
the United States could impose democracy with relative ease is that Francis
Fukuyama did not believe it could be done and therefore did not support the
Iraq War. Indeed, by 2006 he had publicly abandoned neoconservatism and adopted
the mantle of liberal imperialism.7 Fukuyama did not ditch his
core belief that democracy was ineluctably spreading across the globe. What he
rejected was his former compatriots’ belief that the process could be
accelerated by invading countries like Iraq. America, he maintained, could best
pursue its interests “not through the exercise of military power,” but through
its ability “to shape international institutions.”
Moreover, it is worth noting
that even if the United States was magically able to spread democracy in the
Middle East, it is not clear that the new regimes would always act in ways that
met with Washington’s approval. The leaders of those new democratic
governments, after all, would have to pay attention to the views of their
people rather than take orders from the Americans. In other words, democracies
tend to have minds of their own. This is one reason why the United States, when
it has toppled democratically elected regimes that it did not like—as in Iran
(1953), Guatemala (1954) and Chile (1973)—helped install dictators rather than
democrats, and why Washington helps to thwart democracy in countries where it fears
the outcome of elections, as in Egypt and Saudi Arabia.
IF ALL of this were not
enough, global dominance, especially the Bush administration’s penchant for
big-stick diplomacy, negatively affects nuclear proliferation as well. The
United States is deeply committed to making sure that Iran does not acquire a
nuclear arsenal and that North Korea gives up its atomic weapons, but the
strategy we have employed is likely to have the opposite effect.
The main reason that a country
acquires nuclear weapons is that they are the ultimate deterrent. It is
extremely unlikely that any state would attack the homeland of a nuclear-armed
adversary because of the fear that it would prompt nuclear retaliation.
Therefore, any country that feels threatened by a dangerous rival has good
reason to want a survivable nuclear deterrent. This basic logic explains why
the United States and the Soviet Union built formidable stockpiles during the
Cold War. It also explains why Israel acquired atomic weapons and refuses to
give them up.
All of this tells you that
when the United States places Iran, Iraq and North Korea on the “axis of evil”
and threatens them with military force, it gives those countries a powerful
incentive to acquire a nuclear deterrent. The Bush administration, for example,
would not have invaded Iraq in March 2003 if Saddam had an atomic arsenal
because the Iraqi leader probably would have used it, since he almost certainly
was going to die anyway. It is not clear whether Iran is pursuing nuclear
weapons today, but given that the United States and Israel frequently hint that
they might attack it nevertheless, the regime has good reason to want a
deterrent to protect itself. Similarly, Pyongyang would be foolish to give up
its nuclear capability in the absence of some sort of rapprochement with
Washington.
And there is no good reason to
think that spreading democracy would counter proliferation either. After all,
five of the nine nuclear-armed states are democracies (Britain, France, India,
Israel and the United States), and two others (Pakistan and Russia) are
borderline democracies that retain significant authoritarian features.
In short, the Bush
administration’s fondness for threatening to attack adversaries (oftentimes
with the additional agenda of forced democratization) encouraged nuclear
proliferation. The best way for the United States to maximize the prospects of
halting or at least slowing down the spread of nuclear weapons would be to stop
threatening other countries because that gives them a compelling reason to
acquire the ultimate deterrent. But as long as America’s leaders remain
committed to global dominance, they are likely to resist this advice and keep
threatening states that will not follow Washington’s orders.
THE UNITED States needs a new
grand strategy. Global dominance is a prescription for endless
trouble—especially in its neoconservative variant. Unfortunately, the Obama
administration is populated from top to bottom with liberal imperialists who
remain committed to trying to govern the world, albeit with less emphasis on
big-stick diplomacy and more emphasis on working with allies and international
institutions. In effect, they want to bring back Bill Clinton’s grand strategy.
The Obama team’s thinking was
clearly laid out in Secretary of State Hillary Clinton’s speech to the Council
on Foreign Relations this past September. Sounding very much like Madeleine
Albright, Clinton said:
I think the world is counting on us today as it has in the past. When old adversaries need an honest broker or fundamental freedoms need a champion, people turn to us. When the earth shakes or rivers overflow their banks, when pandemics rage or simmering tensions burst into violence, the world looks to us.
Recognizing that many
Americans are in dire straits these days and not enthusiastic about trying to
run the world, Clinton reminded them that:
Americans have always risen to the challenges we have faced. . . . It is in our DNA. We do believe there are no limits on what is possible or what can be achieved. . . . For the United States, global leadership is both a responsibility and an unparalleled opportunity.President Obama is making a serious mistake heading down this road. He should instead return to the grand strategy of offshore balancing, which has served this country well for most of its history and offers the best formula for dealing with the threats facing America—whether it be terrorism, nuclear proliferation or a traditional great-power rival.
In general terms, the United
States should concentrate on making sure that no state dominates Northeast
Asia, Europe or the Persian Gulf, and that it remains the world’s only regional
hegemon. This is the best way to ensure American primacy. We should build a
robust military to intervene in those areas, but it should be stationed
offshore or back in the United States. In the event a potential hegemon comes
on the scene in one of those regions, Washington should rely on local forces to
counter it and only come onshore to join the fight when it appears that they
cannot do the job themselves. Once the potential hegemon is checked, American
troops should go back over the horizon.
Offshore balancing does not
mean that the United States should ignore the rest of the world. But it should
maintain a substantially lower profile outside of Northeast Asia, Europe and
the Gulf, and it should rely on diplomacy and economic statecraft, not military
force, to protect its interests in areas of little strategic importance.
Washington should also get out of the business of trying to spread democracy
around the globe, and more generally acting as if we have the right and the
responsibility to interfere in the domestic politics of other countries. This
behavior, which violates the all-important principle of self-determination, not
only generates resentment toward the United States, but also gets us involved
in nation building, which invariably leads to no end of trouble.
Specifically, offshore
balancing is the best grand strategy for ameliorating our terrorism problem.
Placing American troops in the Arab and Muslim world is a major cause of
terrorist attacks against the United States, as University of Chicago professor
Robert Pape’s research shows. Remember what happened after President Ronald
Reagan sent marines into Beirut in 1982? A suicide bomber blew up their
barracks the following year, killing 241 service members. Reagan had the good
sense to quickly pull the remaining marines out of Lebanon and keep them
offshore. And it is worth noting that the perpetrators of this act did not
pursue us after we withdrew.
Reagan’s decision was neither
surprising nor controversial, because the United States had an
offshore-balancing strategy in the Middle East during this period. Washington
relied on Iraq to contain Iran during the 1980s, and kept the rapid-deployment
force—which was built to intervene in the Gulf if the local balance of power
collapsed—at the ready should it be needed. This was smart policy.
After Iraq invaded Kuwait in
August 1990, the United States, once again acting as an offshore balancer,
moved large numbers of troops into Saudi Arabia to liberate Kuwait. After the
war was won and victory was consolidated, those troops should have been pulled
out of the region. But that did not happen. Rather, Bill Clinton adopted a
policy of dual containment—checking both Iran and Iraq instead of letting them
check one another. And lest we forget, the resulting presence of U.S. forces in
Saudi Arabia was one of the main reasons that Osama bin Laden declared war on
the United States. The Bush administration simply made a bad situation even
worse.
Sending the U.S. military into
countries in the Arab and Muslim world is helping to cause our terrorism
problem, not solve it. The best way to fix this situation is to follow Ronald
Reagan’s example and pull all American troops out of Afghanistan and Iraq, then
deploy them over the horizon as part of an offshore-balancing strategy. To be
sure, the terrorist challenge would not completely disappear if the United
States went back to offshore balancing, but it would be an important step
forward.
Next is to address the other
causes, like Washington’s unyielding support for Israel’s policies in the
occupied territories. Indeed, Bill Clinton recently speculated that the
Israeli-Palestinian conflict is responsible for about half of the terrorism we
face. Of course, this is why the Obama administration says it wants to achieve
a two-state solution between Israel and the Palestinians. But given the lack of
progress in solving that problem, and the fact that it is going to take at
least a few years to get all of the American troops out of Afghanistan and
Iraq, we will be dealing with al-Qaeda for the foreseeable future.
Offshore balancing is also a
better policy than global dominance for combating nuclear proliferation. It has
two main virtues. It calls for using military force in only three regions of
the world, and even then, only as a matter of last resort. America would still
carry a big stick with offshore balancing but would wield it much more
discreetly than it does now. As a result, the United States would be less
threatening to other countries, which would lessen their need to acquire atomic
weapons to protect themselves from a U.S. attack.
Furthermore, because offshore
balancing calls for Washington to help local powers contain aspiring regional
hegemons in Northeast Asia, Europe and the Gulf, there is no reason that it
cannot extend its nuclear umbrella over its allies in those areas, thus
diminishing their need to have their own deterrents. Certainly, the strategy is
not perfect: some allies will want their own nuclear weapons out of fear that
the United States might not be there for them in a future crisis; and some of
America’s adversaries will still have powerful incentives to acquire a nuclear
arsenal. But all things considered, offshore balancing is still better than
global dominance for keeping proliferation in check.
Oddly enough, before being
blown off course by 9/11, the Bush administration realized the most serious
challenge that the United States is likely to face in the decades ahead is
dealing with a rising China. If the People’s Republic grows economically over
the next thirty years the way it has in recent decades, it is likely to
translate its economic might into military power and try to dominate Asia as
the United States dominates the Western Hemisphere. But no American leader will
accept that outcome, which means that Washington will seek to contain Beijing
and prevent it from achieving regional hegemony. We can expect the United
States to lead a balancing coalition against China that includes India, Japan,
Russia, Singapore, South Korea and Vietnam, among others.
Of course, America would check
China’s rise even if it were pursuing global dominance. Offshore balancing,
however, is better suited to the task. For starters, attempting to dominate the
globe encourages the United States to fight wars all around the world, which
not only wears down its military in peripheral conflicts, but also makes it
difficult to concentrate its forces against China. This is why Beijing should
hope that the American military remains heavily involved in Afghanistan and
Iraq for many years to come. Offshore balancing, on the other hand, is
committed to staying out of fights in the periphery and concentrating instead
on truly serious threats.
Another virtue of offshore
balancing is its emphasis on getting other countries to assume the burden of
containing an aspiring regional hegemon. Global dominators, in contrast, see
the United States as the indispensable nation that must do almost all of the
heavy lifting to make containment work. But this is not a smart strategy
because the human and economic price of checking a powerful adversary can be
great, especially if war breaks out. It almost always makes good sense to get
other countries to pay as many of those costs as possible while preserving
one’s own power. The United States will have to play a key role in countering China,
because its Asian neighbors are not strong enough to do it by themselves, but
an America no longer weakened by unnecessary foreign intervention will be far
more capable of checking Beijing’s ambitions.
Offshore balancing costs
considerably less money than does global dominance, allowing America to better
prepare for the true threats it faces. This is in good part because this
strategy avoids occupying and governing countries in the developing world and
therefore does not require large armies trained for counterinsurgency. Global
dominators naturally think that the United States is destined to fight more
wars like Afghanistan and Iraq, making it essential that we do
counterinsurgency right the next time. This is foolish thinking, as both of
those undertakings were unnecessary and unwinnable.
Washington should go to
great lengths to avoid similar future conflicts, which would allow for sharp
reductions in the size of the army and marine corps. Instead, future budgets
should privilege the air force and especially the navy, because they are the
key services for dealing with a rising China. The overarching goal, however,
should be to take a big slice out of the defense budget to help reduce our
soaring deficit and pay for important domestic programs. Offshore balancing is
simply the best grand strategy for dealing with al-Qaeda, nuclear proliferators
like North Korea and the potential threat from China.
Perhaps most importantly,
moving toward a strategy of offshore balancing would help us tame our fearsome
national-security state, which has grown alarmingly powerful since 9/11. Core
civil liberties are now under threat on the home front and the United States
routinely engages in unlawful behavior abroad. Civilian control of the military
is becoming increasingly problematic as well. These worrisome trends should not
surprise us; they are precisely what one expects when a country engages in a
broadly defined and endless global war against terror and more generally
commits itself to worldwide hegemony. Never-ending militarization invariably
leads to militarism and the demise of cherished liberal values. It is time for
the United States to show greater restraint and deal with the threats it faces
in smarter and more discerning ways. That means putting an end to America’s
pursuit of global dominance and going back to the time-honored strategy of
offshore balancing.
John J.
Mearsheimer is the R.
Wendell Harrison Distinguished Service Professor of Political Science at the
University of Chicago. He is on the Advisory Council of The National
Interest, and his most recent book, Why Leaders Lie: The Truth
About Lying in International Politics, was published in January 2011 by
Oxford University Press.
1 Francis Fukuyama, “The End of History?” The
National Interest (Summer 1989).
2 Charles Krauthammer, “The Unipolar Moment,” Foreign
Affairs 70, no. 1 (1990/1991).
3 Ian S. Lustick, Our Own Strength Against
Us: The War on Terror as a Self-Inflicted Disaster (Oakland, CA: The
Independent Institute, 2008).
4 Office of the Under Secretary of Defense for
Acquisition, Technology, and Logistics, Report of the Defense Science
Board Task Force on Strategic Communication (Washington, DC:
Government Printing Office, September 2004); John Zogby and James Zogby,
“Impressions of America 2004: How Arabs View America; How Arabs Learn about
America” (Washington, DC: Zogby International, 2004).
5 Andrew Enterline and J. Michael Greig, “The
History of Imposed Democracy and the Future of Iraq and Afghanistan,” Foreign
Policy Analysis 4, no. 4(October 2008). In an examination of
forty-three cases of imposed democratic regimes between 1800 and 1994, it was
found that 63 percent failed.
6 Jeffrey Pickering and Mark Peceny, “Forging
Democracy at Gunpoint,” International Studies Quarterly 50,
no. 3 (September 2006).
7 Francis Fukuyama, America at the
Crossroads (New Haven, CT: Yale University Press, 2006).
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