By Ludwig von Mises
The history of mankind is the history of ideas. For it is ideas, theories and doctrines that guide human action, determine the ultimate ends men aim at, and the choice of the means employed for the attainment of these ends. The sensational events which stir the emotions and catch the interest of superficial observers are merely the consummation of ideological changes. There are no such things as abrupt sweeping transformations of human affairs. What is called, in rather misleading terms, a "turning point in history" is the coming on the scene of forces which were already for a long time at work behind the scene. New ideologies, which had already long since superseded the old ones, throw off their last veil and even the dullest people become aware of the changes which they did not notice before.
The history of mankind is the history of ideas. For it is ideas, theories and doctrines that guide human action, determine the ultimate ends men aim at, and the choice of the means employed for the attainment of these ends. The sensational events which stir the emotions and catch the interest of superficial observers are merely the consummation of ideological changes. There are no such things as abrupt sweeping transformations of human affairs. What is called, in rather misleading terms, a "turning point in history" is the coming on the scene of forces which were already for a long time at work behind the scene. New ideologies, which had already long since superseded the old ones, throw off their last veil and even the dullest people become aware of the changes which they did not notice before.
In this sense Lenin's seizure of power in October 1917 was certainly a turning point. But its meaning was very different from that which the communists attribute to it.
The Soviet
victory played only a minor role in the evolution toward socialism. The pro-socialist
policies of the industrial countries of Central and Western Europe were of much
greater consequence in this regard. Bismarck's social security scheme was a more
momentous pioneering on the way toward socialism than was the expropriation of
the backward Russian manufactures. The Prussian National Railways had provided
the only instance of a government-operated business which, for some time at
least, had avoided manifest financial failure. The British had already before
1914 adopted essential parts of the German social security system. In all
industrial countries, the governments were committed to interventionist
policies which were bound to result ultimately in socialism. During the war
most of them embarked on what was called war socialism. The German Hindenburg
Program which, of course, could not be executed completely on account of
Germany's defeat, was no less radical but much better designed than the much-talked-about
Russian Five-Year Plans.
For the
socialists in the predominantly industrial countries of the West, the Russian
methods could not be of any use. For these countries, production of
manufactures for export was indispensable. They could not adopt the Russian
system of economic autarky. Russia had never exported manufactures in
quantities worth mentioning. Under the Soviet system it withdrew almost
entirely from the world market of cereals and raw materials. Even fanatical
socialists could not help admitting that the West could not learn anything from
Russia. It is obvious that the technological achievements in which the
Bolshevist gloried were merely clumsy imitations of things accomplished in the
West. Lenin defined communism as, "the Soviet power plus
electrification." Now, electrification was certainly not of Russian
origin, and the Western nations surpass Russia in the field of electrification
no less than in every other branch of industry.
The real
significance of the Lenin revolution is to be seen in the fact that it was the
bursting forth of the principle of unrestricted violence and oppression. It was
the negation of all the political ideals that had for 3,000 years guided the
evolution of Western civilization.
State and
government are the social apparatus of violent coercion and repression. Such an
apparatus, the police power, is indispensable in order to prevent antisocial
individuals and bands from destroying social cooperation. Violent prevention
and suppression of antisocial activities benefit the whole of society and each
of its members. But violence and oppression are none the less evils and corrupt
those in charge of their application. It is necessary to restrict the power of
those in office lest they become absolute despots. Society cannot exist without
an apparatus of violent coercion. But neither can it exist if the office
holders are irresponsible tyrants free to inflict harm on those they dislike.
It is the social
function of the laws to curb the arbitrariness of the police. The rule of law
restricts the arbitrariness of the officers as much as possible. It strictly
limits their discretion, and thus assigns to the citizens a sphere in which
they are free to act without being frustrated by government interference.
Freedom and
liberty always mean freedom from police interference. In nature there are no
such things as liberty and freedom. There is only the adamant rigidity of the
laws of nature to which man must unconditionally submit if he wants to attain
any ends at all. Neither was there liberty in the imaginary paradisaical
conditions which, according to the fantastic prattle of many writers, preceded
the establishment of societal bonds. Where there is no government, everybody is
at the mercy of his stronger neighbor. Liberty can be realized only within an
established state ready to prevent a gangster from killing and robbing his
weaker fellows. But it is the rule of law alone which hinders the rulers from
turning themselves into the worst gangsters.
The laws
establish norms of legitimate action. They fix the procedures required for the
repeal or alteration of existing laws and for the enactment of new laws. They
likewise fix the procedures required for the application of the laws in
definite cases, the due process of law. They establish courts and tribunals.
Thus they are intent on avoiding a situation in which the individuals are at
the mercy of the rulers.
Mortal men are
liable to error, and legislators and judges are mortal men. It may happen again
and again that the valid laws or their interpretation by the courts prevent the
executive organs from resorting to some measures which could be beneficial. No
great harm, however, can result. If the legislators recognize the deficiency of
the valid laws, they can alter them. It is certainly a bad thing that a
criminal may sometimes evade punishment because there is a loophole left in the
law, or because the prosecutor has neglected some formalities. But it is the
minor evil when compared with the consequences of unlimited discretionary power
on the part of the "benevolent" despot.
It is precisely
this point which antisocial individuals fail to see. Such people condemn the
formalism of the due process of law. Why should the laws hinder the government
from resorting to beneficial measures? Is it not fetishism to make supreme the
laws, and not expediency? They advocate the substitution of the welfare state (Wohlfahrtsstaat) for the state governed by the
rule of law (Rechtsstaat). In this welfare
state, paternal government should be free to accomplish all things it considers
beneficial to the commonweal. No "scraps of paper" should restrain an
enlightened ruler in his endeavors to promote the general welfare. All
opponents must be crushed mercilessly lest they frustrate the beneficial action
of the government. No empty formalities must protect them any longer against
their well-deserved punishment.
It is customary
to call the point of view of the advocates of the welfare state the
"social" point of view as distinguished from the
"individualistic" and "selfish" point of view of the
champions of the rule of law. In fact, however, the supporters of the welfare
state are utterly antisocial and intolerant zealots. For their ideology tacitly
implies that the government will exactly execute what they themselves deem
right and beneficial. They entirely disregard the possibility that there could
arise disagreement with regard to the question of what is right and expedient
and what is not. They advocate enlightened despotism, but they are convinced
that the enlightened despot will in every detail comply with their own opinion
concerning the measures to be adopted. They favor planning, but what they have
in mind is exclusively their own plan, not those of other people. They want to
exterminate all opponents, that is, all those who disagree with them. They are
utterly intolerant and are not prepared to allow any discussion. Every advocate
of the welfare state and of planning is a potential dictator. What he plans is
to deprive all other men of all their rights, and to establish his own and his
friends' unrestricted omnipotence. He refuses to convince his fellow-citizens.
He prefers to "liquidate" them. He scorns the "bourgeois"
society that worships law and legal procedure. He himself worships violence and
bloodshed.
The
irreconcilable conflict of these two doctrines, rule of law versus welfare
state, was at issue in all the struggles which men fought for liberty. It was a
long and hard evolution. Again and again the champions of absolutism triumphed.
But finally the rule of law predominated in the realm of Western civilization.
The rule of law, or limited government, as safeguarded by constitutions and
bills of rights, is the characteristic mark of this civilization. It was the
rule of law that brought about the marvelous achievements of modern capitalism
and of its — as consistent Marxians should say — "superstructure,"
democracy. It secured for a steadily increasing population unprecedented
well-being. The masses in the capitalist countries enjoy today a standard of
living far above that of the well-to-do of earlier ages.
All these
accomplishments have not restrained the advocates of despotism and planning.
However, it would have been preposterous for the champions of totalitarianism
to disclose the inextricable dictatorial consequences of their endeavors openly.
In the 19th century the ideas of liberty and the rule of law had won such a
prestige that it seemed crazy to attack them frankly. Public opinion was firmly
convinced that despotism was done for and could never be restored. Was not even
the Czar of barbarian Russia forced to abolish serfdom, to establish trial by
jury, to grant a limited freedom to the press and to respect the laws?
Thus the
socialists resorted to a trick. They continued to discuss the coming
dictatorship of the proletariat, i.e., the dictatorship of each socialist
author's own ideas, in their esoteric circles. But to the broad public they
spoke in a different way. Socialism, they asserted, will bring true and full
liberty and democracy. It will remove all kinds of compulsion and coercion. The
state will "wither away." In the socialist commonwealth of the future
there will be neither judges and policemen nor prisons and gallows.
But the
Bolshevists took off the mask. They were fully convinced that the day of their
final and unshakable victory had dawned. Further dissimulation was neither
possible nor required. The gospel of bloodshed could be preached openly. It
found an enthusiastic response among all the degenerate literati and parlor
intellectuals who for many years already had raved about the writings of Sorel
and Nietzsche. The fruits of the "treason of the intellectuals" mellowed to maturity. The youths who had been
fed on the ideas of Carlyle and Ruskin were ready to seize the reins.
Lenin was not
the first usurper. Many tyrants had preceded him. But his predecessors were in
conflict with the ideas held by their most eminent contemporaries. They were
opposed by public opinion because their principles of government were at
variance with the accepted principles of right and legality. They were scorned
and detested as usurpers. But Lenin's usurpation was seen in a different light.
He was the brutal superman for whose coming the pseudophilosophers had yearned.
He was the counterfeit savior whom history had elected to bring salvation
through bloodshed. Was he not the most orthodox adept of Marxian
"scientific" socialism? Was he not the man destined to realize the
socialist plans for whose execution the weak statesmen of the decaying
democracies were too timid? All well-intentioned people asked for socialism;
science, through the mouths of the infallible professors, recommended it; the
churches preached Christian socialism; the workers longed for the abolition of
the wage system. Here was the man to fulfill all these wishes. He was judicious
enough to know that you cannot make an omelet without breaking eggs.
Half a century
ago all civilized people had censured Bismarck when he declared that history's
great problems must be solved by blood and iron. Now the majority of
quasi-civilized men bowed to the dictator who was prepared to shed much more
blood than Bismarck ever did.
This was the
true meaning of the Lenin revolution. All the traditional ideas of right and
legality were overthrown. The rule of unrestrained violence and usurpation was
substituted for the rule of law. The "narrow horizon of bourgeois
legality," as Marx had dubbed it, was abandoned. Henceforth no laws could
any longer limit the power of the elect. They were free to kill ad libitum.
Man's innate impulses toward violent extermination of all whom he dislikes,
repressed by a long and wearisome evolution, burst forth. The demons were
unfettered. A new age, the age of the usurpers, dawned. The gangsters were
called to action, and they listened to the Voice.
Of course, Lenin
did not mean this. He did not want to concede to other people the prerogatives
which he claimed for himself. He did not want to assign to other men the
privilege of liquidating their adversaries. Him alone had history elected and
entrusted with the dictatorial power. He was the only "legitimate"
dictator because — an inner voice had told him so. Lenin was not bright enough
to anticipate that other people, imbued with other creeds, could be bold enough
to pretend that they also were called by an inner voice. Yet, within a few
years too such men, Mussolini and Hitler, became quite conspicuous.
It is important
to realize that Fascism and Nazism were socialist dictatorships. The
communists, both the registered members of the communist parties and the
fellow-travelers, stigmatize Fascism and Nazism as the highest and last and
most depraved stage of capitalism. This is in perfect agreement with their
habit of calling every party which does not unconditionally surrender to the
dictates of Moscow — even the German Social Democrats, the classical party of
Marxism — hirelings of capitalism.
It is of much
greater consequence that the communists have succeeded in changing the semantic
connotation of the term Fascism. Fascism, as will be shown later, was a variety
of Italian socialism. It was adjusted to the particular conditions of the
masses in overpopulated Italy. It was not a product of Mussolini's mind and
will survive the fall of Mussolini. The foreign policies of Fascism and Nazism,
from their early beginnings, were rather opposed to one another. The fact that
the Nazis and the Fascists closely cooperated after the Ethiopian war, and were
allies in the second World War, did not eradicate the differences between these
two tenets any more than did the alliance between Russia and the United States
eradicate the differences between Sovietism and the American economic system.
Fascism and Nazism were both committed to the Soviet principle of dictatorship
and violent oppression of dissenters. If one wants to assign Fascism and Nazism
to the same class of political systems, one must call this class dictatorial
regime and one must not neglect to assign the Soviets to the same class.
In recent years
the communists' semantic innovations have gone even further. They call
everybody whom they dislike, every advocate of the free enterprise system, a
Fascist. Bolshevism, they say, is the only really democratic system. All
noncommunist countries and parties are essentially undemocratic and Fascist.
It is true that
sometimes also nonsocialists — the last vestiges of the old aristocracy — toyed
with the idea of an aristocratic revolution modeled according to the pattern of
Soviet dictatorship. Lenin had opened their eyes. What dupes, they moaned, have
we been! We have let ourselves be deluded by the spurious catchwords of the
liberal bourgeoisie. We believed that it was not permissible to deviate from
the rule of law and to crush mercilessly those challenging our rights. How
silly were these Romanovs in granting to their deadly foes the benefits of a
fair legal trial! If somebody arouses the suspicion of Lenin, he is done for.
Lenin does not hesitate to exterminate, without any trial, not only every
suspect, but all his kin and friends too. But the Czars were superstitiously
afraid of infringing the rules established by those scraps of paper called
laws. When Alexander Ulyanov conspired against the Czar's life, he alone was
executed; his brother Vladimir was spared. Thus Alexander III himself preserved
the life of Ulyanov-Lenin, the man who ruthlessly exterminated his son, his
daughter-in-law and their children and with them all the other members of the
family he could catch. Was this not the most stupid and
suicidal policy?
However, no
action could result from the day dreams of these old Tories. They were a small
group of powerless grumblers. They were not backed by any ideological forces
and they had no followers.
The idea of such
an aristocratic revolution motivated the German Stahlhelm and the French Cagoulards. The Stahlhelm was simply dispelled by order of
Hitler. The French Government could easily imprison the Cagoulards before they
had any opportunity to do harm.
The nearest
approach to an aristocratic dictatorship is Franco's regime. But Franco was
merely a puppet of Mussolini and Hitler, who wanted to secure Spanish aid for
the impending war against France or at least Spanish "friendly"
neutrality. With his protectors gone, he will either have to adopt Western
methods of government or face removal.
Dictatorship and
violent oppression of all dissenters are today exclusively socialist
institutions. This becomes clear as we take a closer look at Fascism and
Nazism.
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