by Daniel Ben-Ami
It is easy to make the mistake of assuming there is a big drive towards
equality in the world today. Politicians, pundits and even billionaire
financiers rail against the dangers of inequality, excess and greed. A handful
of Occupy protesters claiming to represent the ‘99 per cent’ against the
super-rich ‘one per cent’ are widely lauded in
influential circles. Parallel campaigns slate the wealthy for failing to pay
their fair share of tax. Officially sanctioned campaigns promote fairness,
social justice, social equality, equal access to education and the like.
From this false premise it appears to follow that radical politics is alive and well. If equality was historically a core principle of the left then, so it is assumed, the current discussion must be enlightened and humanistic. Those who oppose the plethora of apparently pro-equality initiatives are therefore cast as reactionary souls who are probably in the pay of giant corporations.
The aim of this essay is to show that there is no dynamic towards equality
at present. Instead there is a drive towards what could be called the therapeutic
management of inequality. This is not a trivial distinction. On the contrary,
the two sets of ideas embody fundamentally opposing conceptions of humanity.
Historically, support for equality was ultimately about trying to achieve
the full human potential or what was often called the perfectibility of
mankind. It meant advancing from a more backward society to a civilised one. In
its most advanced forms it married a desire for social equality with support
for economic progress.
In contrast, the discussion in recent years has shifted decisively against
the idea of economic progress and towards a deep suspicion, even hatred, of
humanity. It promotes initiatives to counter the dangers of social
fragmentation in an unequal society. Indeed, this fear of a disintegrating
society can be seen as the organising principle behind a wide range of measures
to regulate supposedly dysfunctional behaviour. These range across all areas of
personal life, including childrearing, drinking alcohol, eating, sex and smoking.
Such initiatives assume that public behaviour must be subject to strict
regulation or it could fragment an already broken society.
A distinct feature of the current discussion is that the rich are also seen
as posing a threat to social cohesion. Their greed is viewed as generating
unrealistic expectations among ordinary people. In this conception, inequality
leads to status competition in which everyone competes for ever-more lavish
consumer products. A culture of excess is seen to be undermining trust and a
sense of community.
The contemporary consensus thus marries the fear of social fragmentation
with anxiety about economic growth. It insists that the wealthy must learn to
behave responsibly by maintaining a modest public face. It also follows that
prosperity must be curbed. This is on top of fears about the damage that
economic expansion is alleged to do to the environment.
This drive to curb inequality is informed by what could be called the
outlook of the anxious middle. It is middle class in the literal sense of
feeling itself being torn between the rich on one side and ordinary people on
the other. Its aim is to curb what it regards as excesses at both the top and
bottom of society. It sees itself as living in a nightmare world being ripped
apart by greedy bankers at one extreme and ‘trailer trash’ at the other.
This essay will examine the significance of the contemporary fear of
inequality. First, it will examine current criticisms of inequality made by
politicians, the media and academics in more detail. Typically, they are keen
to promote economic sacrifice, thus paving the way for austerity, while
supporting intrusive measures to curb social fragmentation. Second, it will
look at the historical support for equality from the Enlightenment of the late
seventeenth and eighteenth century onwards. Typically, egalitarians of this
period linked their support for equality with notions of progress and the
realisation of human potential. Economic advance was often seen as playing a
central role in this process.
In conclusion, it will examine the damaging consequences of the current
debate. It is harmful on both political and economic grounds. On the one hand,
its therapeutic drive to regulate behaviour makes it a gross threat to
individual freedom. On the other, through its populist rhetoric it paves the
way for the popular acceptance of austerity. In this respect, what could be
called ‘green egalitarianism’ is essentially about promoting equitable
sacrifice. Its goal is to ensure that pain is ‘fairly’ distributed in society.
This essay focuses on the transformation of the discussion of economic and
social equality. However, it should be noted in passing that there is also a
parallel debate to be examined in relation to the redefinition of political and
legal equality.
The contemporary crusade
against inequality
From Barack Obama downwards, there is a heated discussion of inequality
across the Western world. At his State of the Union address to Congress earlier
this year, the president said inequality is ‘the defining issue of our time’.
He described how his American grandparents, both from humble backgrounds,
benefited from US success. For him, the most important discussionwas how to keep this promise alive:
‘We can either settle for a country where a shrinking number of people do really well while a growing number of Americans barely get by, or we can restore an economy where everyone gets a fair shot, and everyone does their fair share, and everyone plays by the same set of rules.’
This is a theme he has focused on for a while and will no doubt feature
highly in the coming presidential election campaign. In a weekly presidential
address in July 2011, Obama called for‘shared
sacrifice’. He argued that all Americans, including the rich, needed to be
willing to accept spending cuts and higher taxes for the sake of the America’s
fiscal future.
A month later, the demand for shared sacrifice was endorsed by Warren
Buffett, one of the world’s richest men, in a prominent opinion piece in the New York Times. It was not
long before many of the richest individuals in Europe were making similar
demands in their own countries.
Admittedly, Obama’s tax measures were blasted as ‘class warfare’ by Paul Ryan, the chairman of the House of
Representatives’ budget committee, on Fox News. Such ripostes can
partly be understood as a result of the resentment many rich people feel at the
prospect of paying higher taxes. More importantly, though, the conservative
critics miss the significance of Obama’s populist rhetoric. They mistakenly
assume it represents a form of radical socialism because it complains about
inequality. In that respect the Republicans and the Occupy activists are making
the same error in seeing the demand to lessen inequality as necessarily
radical.
More recently it has become clear that discussion of the ‘Buffett rule’, in
which individuals who earn over $1million (£630,000) a year will be taxed more
heavily, will feature prominently in Obama’s re-election campaign. The
president will use the tactic to present his Republican opponent, almost
certainly Mitt Romney, as only caring for the rich. But at the same time, it
will promote the notion that everyone must be prepared to make do with less.
Championing the argument as a populist appeal against the super-rich clearly
makes it easier to sell to the electorate.
It would also be a mistake to assume that many conservative politicians
have not embraced the therapeutic approach to inequality. Despite the common
prejudice that they promote free market or ‘neo-liberal’ ideas this is seldom
the case. David Cameron, Britain’s Conservative prime minister, provides a
characteristic example. The Tories are widely seen as imposing a harsh regime
of austerity by international standards but their intellectual framework
embodies many similar themes to Obama.
Take a speech made by Cameron in 2009, when he was still leader of the
opposition, to the World Economic Forum in Davos. He identified three main
reasons why capitalism had become so unpopular:
* Its apparent lack of a moral framework. Under this heading he argued:
‘the roots of the current crisis lie in recklessness and greed’.
* The disconnection between people’s lives at a local level and global
business.
* What he called ‘the incredible inequality of the modern world’.
He has repeated such sentiments many times since and they have also
informed official policy. For instance, his government has not hesitated to
excoriate bankers or executives when their income is viewed as excessive. As in
America, the message is that everyone, including bankers, should be prepared to
make sacrifices. The coalition government has also, as often discussed on spiked,
followed its Labour predecessor in its fanatical drive to regulate even the
most intimate aspects of individual behaviour.
Politicians have also happily endorsed academic work that appears to
confirm their fear of inequality. In Britain, both David Cameron and Ed
Miliband, the Labour leader, have praised The Spirit Level, a best-selling work by two epidemiologists that explicitly argues that
wide inequalities make societies dysfunctional.
The debate among politicians parallels that in the media and among
academics. Stories about greedy bankers, high executive remuneration and
anti-social behaviour by a supposedly out-of-control public fill the media.
Generally the response is for the behaviour of both the super-rich and ordinary
people to be more tightly regulated. Although the rich are not generally
subject to the same micro-regulation, both sides, in their own ways, are seen
as guilty of excess. Only the respectable middle class – with their attachment
to such notions as ethics, fairness and sustainability – are seen as largely
behaving in a responsible manner.
Reframing poverty as a moral
problem
In academia the discussion of inequality has changed fundamentally over the
years. It has shifted from a focus on the material dimensions of inequality to
one emphasising moral breakdown. Behaviours that seem to indicate a possible
social breakdown receive the most attention: crime, drug taking, illegitimacy,
mental illness, obesity, poor educational performance, public drunkenness,
teenage parenthood, violence and the like.
From this perspective, the solution is not a political one in the sense of
involving democratic debate and engagement. It is instead what could be called
an elite-led therapeutic approach. The idea is that the authorities must
promote a wide range of interventions to treat social ills.
Although sociologists on both sides of the Atlantic often discuss social
breakdown, the vocabulary varies. In Europe it is generally discussed in the
language of social inclusion and exclusion. The contemporary use of the
terminology of exclusion first emerged in France towards the end of les
trente glorieuses (the glorious thirty), France’s version of the
postwar boom. Social Catholics used the term in the 1960s while René Lenoir, a
centrist French politician and minister for social action from 1974-78, wrote a
book called Les Exclus (The Excluded). ‘Social
exclusion’ was originally used to mean those individuals who were not covered
by the social-security systems of the time although the meaning of the term has
broadened enormously since then. The European Commission formally adopted the
term in the 1990s and it was a central theme of the policies of Britain’s
Labour government from 1997-2010.
The premise behind the discussion was that society was becoming more
fragmented. As far back as the early 1980s, Ulrich Beck, one of Germany’s most
prominent sociologists, was already discussing the trend:
‘During the past three decades, almost unnoticed by social stratification
research, the social meaning of inequality has changed. In all wealthy Western
and industrialised countries, a process of individualisation has
taken place’ (original emphasis) (1).
In America, broadly the same discussion took place but it focused on the
idea of the underclass. Despite the widespread use of this neologism, there was
no agreed definition of it. However, the media and academic focus on inequality
in the US fell overwhelmingly on deviant social norms and moral breakdown. The
debate on inequality was not simply a discussion about the poorest section of
society.
More recently, Charles Murray, one of the main proponents of the idea of an
underclass, has started to also talk of a new ‘overclass’. In Coming
Apart, his new book, he argues that the American elite has developed a
culture distinct from the rest of society. This is in contrast to the past
where, although the elite tended to be richer than average, it shared, in his
view, a common culture with the rest of society.
It should be noted that both of these sets of couplets –
inclusion/exclusion, underclass/overclass – are ways of talking about
inequality rather than poverty. Even though there is some discussion of low
incomes, the overwhelming focus is on social and moral breakdown. Both of these
perspectives view those at the top of society as posing as much of a problem as
the general public.
Influential political, media and academic critics of inequality therefore
share common concerns. Although the vocabulary may differ, they are all fearful
that what they see as a culture of excess could exacerbate social
fragmentation. As a result, they are keen to talk down economic expectations
while promoting extensive interventions to regulate what they regard as
dysfunctional behaviour.
Equality and progress: an
Enlightenment legacy
The current preoccupation with inequality is a world away from the
discussion of equality that emerged in the Enlightenment of the late
seventeenth century onwards. Although it is difficult to generalise between a
wide range of different thinkers, the Enlightenment embodied three related
themes central to this discussion: a universalist conception of equality, the
idea of human perfectibility, and a notion of progress.
The modern idea of equality emerged in the early stages of the
Enlightenment in the mid-seventeenth century. Jonathan Israel, a professor of
modern European history at Princeton, goes so far as to specify the Netherlands
in the 1660s, towards the end of what became known as the Dutch Golden Age, as
the time when it first emerged (2).
Israel explores in encyclopedic detail the differences between the radical
and moderate wings of the Enlightenment. In essence, the radicals were much
bolder in their demands for equality, freedom and progress, while the moderates
were more guarded.
The most prominent early proponents of the radical Enlightenment were
Baruch Spinoza and Pierre Bayle in the Netherlands. Denis Diderot later went on
to become the best-known exponent of the radical Enlightenment in the
eighteenth century. According to Israel:
‘The principle of equality… was central to the radical Enlightenment from
the outset. This was because in Spinoza, Bayle and the clandestine
philosophical literature of the early Enlightenment, moral and social
philosophy is grounded on the principle that every person’s happiness, and
hence worldly interests, must be deemed equal.’ (3)
Moderate supporters of the Enlightenment advocated a more qualified notion
of equality. John Locke, for example, upheld a spiritual equality but did not
support an equal civil status. He endorsed equality up to a point while
supporting a society of ranks and even slavery (4).
The notion of the perfectibility of man is closely linked to the idea of
equality. It assumes that although humans may currently live in a degraded
state they have the potential to achieve great things. As Condorcet, a leading
French radical, wrote in his introduction to his Outlines of an
Historical View of the Progress of the Human Mind (1795):
‘Such is the object of the work I have undertaken; the result of which will
be to show, from reasoning and from facts, that no bounds have been fixed to
the improvement of the human faculties; that the perfectibility of man is
absolutely indefinite; that the progress of this perfectibility, henceforth
above the control of every power that would impede it, has no other limit than
the duration of the globe upon which nature has placed us.’ (5)
This does not imply that the full human potential is easy to realise. On the contrary, it involves a determined struggle against backward ideas. But it is possible at least in principle for the whole of humanity to achieve great things.
This does not imply that the full human potential is easy to realise. On the contrary, it involves a determined struggle against backward ideas. But it is possible at least in principle for the whole of humanity to achieve great things.
The idea of progress, the third part of our triumvirate, is logically
connected to the two others. If perfectibility is possible and equality
desirable it follows that they can be achieved by progress. By the
mid-eighteenth century such advancement was not just being conceived in moral
and social terms but in relation to material prosperity, too. Enlightenment
thinkers such as Adam Smith in Britain and Anne-Robert-Jacques Turgot in France
emphasised the economic dimension as central to human progress.
Once again the radicals took the arguments much further than more moderate
figures. By the late eighteenth century they were not just supporting
prosperity but arguing that it was possible to abolish poverty entirely. This
vision was painted by such thinkers as Condorcet and Britain’s Thomas Paine
(6). They saw it as a practical possibility rather than an unrealisable vision
of an idealised community.
Material equality: a Marxist
revolution
Supporters of equality in the nineteenth and much of the twentieth century
can also be divided into two broad strands. The most consistent exponent of
material equality was what could be called classical or revolutionary Marxism.
Moderate socialists and other advocates of welfare provision were more guarded.
But even those with more modest goals generally maintained some notion of
economic progress.
Karl Marx took some of the key features of the radical Enlightenment and
integrated them into his own thinking. He certainly embodied ideas of equality,
human potential and economic progress. What distinguished Marx from Enlightenment
thinkers was that he did not believe that material equality could be achieved
within the framework of capitalism. Since inequality in capitalism took the
form of a class society, equality could only be achieved through capitalism’s
overthrow. Only in a classless society would it be possible to realise his
famous goal of ‘from each according to his ability, to each according to his
needs’ (7).
Anyone who doubts Marx’s attachment to economic progress would do well to
read the Communist Manifesto of 1848. He made clear that he welcomed
capitalism to the extent that it had swept away feudalism and created the basis
for vastly more prosperity. His concern was essentially that humanity could do
even better. Although capitalism generated growth, it simultaneously created
barriers to economic expansion. To abolish scarcity, it would be necessary to
move to a more productive form of society.
These core premises were upheld by the Bolsheviks in the late 1910s and
early 1920s. For example, Leon Trotsky outlined his optimistic notion of human
potential in a socialist future: ‘The average human type will rise to the
heights of an Aristotle, a Goethe, or a Marx. And above this ridge new peaks
will rise.’ (8) This positive vision was swept away with the rise of Joseph Stalin
as leader of the Soviet Union from the mid-1920s onwards. Nevertheless, it is a
salutary reminder of the huge distance between the historical discussion of
equality and contemporary fears of inequality.
In contrast to the Marxists, the more moderate proponents of equality often
advocated redistribution as a way of heading off a revolutionary threat. In the
late nineteenth and twentieth centuries this often took the form of promoting
welfare provision as a way of redistributing resources to the poor and needy.
In the 1880s, Count Otto von Bismarck, Germany’s first chancellor, devised the
model of a Sozialstaat (social state) that others later built
on. In Britain, especially after the Second World War, the talk was often of
the welfare state. In America, supporters of more extensive welfare provision
were generally referred to as ‘liberals’.
But even the more moderate egalitarians generally had a more positive
vision than today’s pessimistic critics of inequality. Antony Crosland’s The
Future of Socialism, first published in 1956, provides a graphic
illustration of mainstream thinking at the time. The moderate Labour MP and
later minister focused largely on the subject of equality. For Crosland, ‘This
belief in social equality, which has been the strongest ethical inspiration of
virtually every socialist doctrine, still remains the most characteristic
feature of socialist thought today’ (9). At the same time he was unequivocal in
his support for growth:
‘A rapid rate of growth, therefore at least for the next decade, so far from being inconsistent with socialist ideals, is a pre-condition for their attainment. And it is also a precondition of attaining office; for if the Labour Party were to neglect the goal of higher production, it would be accorded, and deserve, the clear disfavour of the British public.’ (10)
It is hard to imagine an equivalent contemporary figure making such an
unqualified statement in favour of growth. Nowadays, support for material
progress is almost invariably hedged with caveats about living within our
means, climate change, the importance of happiness over GDP, sustainability and
so on. Today, growth is typically seen as more of a problem than as a
precondition for overcoming the challenges facing society.
Nor were old-fashioned egalitarians obsessed with individual behaviour in
the manner of the current generation. This has been such a preoccupation in
recent years that it is easy to assume it has always been so. But political
debate in the earlier period instead focused on such questions as how best to
organise society to generate more prosperity. In this context, conservatives
would typically defend the necessity of social inequalities while their
opponents would talk of the need to move to a better society.
For equality, against restraint
It is now possible to see the vast distance between the historical
discussion of equality and the recent preoccupation with curbing inequality.
The proponents of equality, particularly the radical ones, typically
married hostility to social hierarchy to a positive view of human potential. It
followed that it was necessary to find ways to promote progress towards the
ultimate goal of human perfection. Often the importance of economic advance
towards the abolition of scarcity was central to this vision.
In contrast, contemporary critics of inequality have a completely degraded
view of humanity. They view human beings in relation to their vulnerability to
the temptations of excess rather than their potential. From this perspective it
is necessary to impose a wide variety of restraints on behaviour to reduce the
danger of social breakdown. People are expected to rein in their material
aspirations and curb their other desires.
Often the current culture of limits is couched in language that may sound
progressive to many. It favours ethics, fairness, morality, responsibility and
sustainability. Occasionally it even uses the language of equality.
But although the language may sound appealing, it represents a trap. In the
current debate it is all linked to the acceptance of restraint. Fairness, for
instance, is used to promote the idea that everyone should accept their fair
share of sacrifice. Morality and ethics are harnessed to support the notion
that aspirations should be curbed. Sustainability is a way of arguing that
economic growth should be limited for the sake of the environment.
If such restraints are not accepted voluntarily then it is assumed they
will be imposed on us. Nation states across the developed world have drawn up a
wide range of therapeutic interventions to curb behaviours they regard as
undesirable. These represent a formidable attack on our liberty.
Equality in its historical sense of realising human potential through
progress remains a desirable goal. It is a world away from the contemporary drive
to curb inequality by inhibiting our aspirations and passions.
(1) Ulrich Beck. Risk Society. 1992, p92 (first published in
German in 1986).
(2) Jonathan Israel Enlightenment Contested. 2006, p564.
(3) Jonathan Israel A Revolution of the Mind 2010, p92.
(4) Jonathan Israel A Revolution of the Mind 2010, p93.
(5) Condorcet. Outlines of an
Historical View of the Progress of the Human Mind 1795.
(6) Gareth Stedman Jones An End to Poverty. 2004.
(7) Karl Marx. Critique of the Gotha Programme 1875.
(8) Leon Trotsky Literature and Revolution 1924
(9) Anthony Crosland The Future of Socialism 2006, p87.
(10) Anthony Crosland The Future of Socialism 2006, p328.
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