It Is Dangerous to Be Right When the
Government Is Wrong
by Andrew P. Napolitano
Where Do Our Rights Come From?
After a trip to the American Midwest
in 1959, Nikita Khrushchev, then the ruler of the Soviet Union, became
convinced that corn could solve many of the USSR’s economic woes. Russia had
long struggled with miserably inadequate food supplies, the result of years of
inept Communist agricultural policies. Having witnessed the wild success of
corn production in America, Khrushchev reasoned that the grain could be equally
successful in Russia, and thus support increased meat and dairy production
necessary to feed the population. He therefore commanded that vast swaths of
land, including the frigid tundra of Siberia, be converted to corn crops. As it
turned out, corn was entirely unsuitable to the Russian climate, and the plan
was a complete disaster.
The reason, of course, that the
policy failed was Khrushchev’s ignorance of the immutable fact – the self-evident
truth – that corn can only be grown under certain conditions, and Russia’s
climate did not provide them. The cost of this misjudgment was wasted resources
and prolonged hunger. It is obvious that politicians must enact laws which are
in accord with such "truths." If they do not, then the inevitable
consequence is human suffering. There are some things which humans and their
constructed governments simply cannot change; that is to say, those things
transcend our human capacities and cannot be the object of our will.
Individuals and governments are thus always secondary and subject to these
truths.
What are these truths, but
"natural laws"? What other laws are there, with which human commands
must accord? As we shall see, there are natural rights every human possesses by
virtue of being human which protect our essential "yearnings" from
government interference. And as we shall also see, manmade laws are only valid
to the extent that they comport with and are subject to these natural rights.
This is all known as the Natural Law.
This scheme is in contrast to the
legal philosophy of Positivism, which says that laws need not pass any kind of
moral muster to be considered valid. In other words, laws are purely
"posited" by human beings, and governments are not constrained by
principles such as human rights, fairness, and justice when making those laws.
Not only is this philosophy that "law is whatever the government says it
is" untrue, but it has facilitated mankind’s biggest catastrophes and
legitimized the most malevolent regimes in human history. Why were Hitler and
his policies "evil"? After all, they were enacted by a popularly
elected government that followed its own procedures to acquire power and enact
lawful laws. Positivists have no answer to this question, because they cannot
tell us why killing millions of innocent civilians is wrong: For Positivists,
the Final Solution was just as valid as a law prohibiting jaywalking. Thus,
under the Positivist scheme, our rights to life, liberty, and the pursuit of
happiness are only as safe as our government would care to have them.
Why do we even care whether a law
must comport with the Natural Law to be considered valid? After all, if the
consequence of not obeying a law is imprisonment, then we will obey that law
regardless of whether it is valid or not. The answer is because, like
Khrushchev’s corn plan, every time the government’s commands flout the Natural
Law, evil occurs, and we lose sight of the dream which our Founders enshrined
for us in the Declaration of Independence and the Constitution. We must hold
the government accountable for its violations of our natural rights if we are
ever to have liberty. As Jefferson once said, "Eternal vigilance is the
price of liberty." And as St. Augustine said and St. Thomas Aquinas
taught, "An unjust law is no law at all."
This Congress Hereby Declares
Gravity to Be Illegal: It Is Too Much of a Downer
Before we can discuss what precisely
the Natural Law encompasses, we must examine its basis in the Eternal Law. The
Eternal Law can essentially be thought of as those laws which govern the
functioning of the universe, such as the laws of physics, anatomy, chemistry,
mathematics, and biology. These laws are imprinted into the very order and
nature of things. As an example, molecules of water can only ever be comprised
of two hydrogen atoms and one oxygen atom. Change that composition, and you no
longer have water. Moreover, the laws of chemistry also dictate that when water
is cooled to below thirty-two degrees Fahrenheit, its molecular structure
shifts, and it turns into ice. Whether one thinks of these laws as scientific
rules, or the product of the divine and infallible will of God, it cannot
change the following: These "truths" are immutable, and the universe
is and always will be subject to them.
Furthermore, these rules are
self-evident, which is to say that although we may attempt to understand their
workings, their truthfulness requires no explanation or proof. When humans
study science, they are essentially trying to recognize and explain those rules
to which we are subject, and thus be able to predict the future outcome of an
interaction between two or more "things." The field of medicine, for
example, tries to understand how a bacterial infection will respond to a
particular antibiotic. If we do so, then we can know when and under what
circumstances a particular antibody should be prescribed to restore the body to
its normal, healthy state. We are therefore operating within the Eternal Law;
and as any scientist will tell you, scientific rules don’t change. Only
man-made theories for what those rules are and how they operate may change.
However, without an explanation or
understanding, those rules remain just as "true": Penicillin will
combat certain infections, and gravity will always pull things toward the
center of the earth, regardless of whether or not we understand how. In other
words, explanation and human understanding cannot make those truths more
"true": They rely on nothing human for their existence. If they did,
then they would change along with all of the vagaries in taste and flaws in
reasoning of the human mind. Thus, these laws transcend the temporal human mind
and all of its imperfections. Although this may seem abstract now, it will make
more sense when we explore other kinds of laws which do require an explanation
for their truth, and a basis for their existence.
It would be equally ridiculous if Congress
tried to declare that 2 + 2 = 22, or by printing money, there was more
"value" in an economy with which to purchase goods and services. As
St. Thomas More’s character states in Robert Bolt’s play A Man for All Seasons,
"Some men think the Earth is round, others think it flat; . . . . But if
it is flat, will the King’s command make it round? And if it is round, will the
King’s command flatten it? No." Clearly, the Eternal Law is an absolute
limit on the will and power of the government. Thus, it is another self-evident
truth that humans can never alter, and are always trumped by, the eternal and
natural laws, or if you prefer, God’s laws and nature’s laws, or as Jefferson
said, "The Laws of Nature and of Nature’s God."
The Yearnings of Mankind
St. Thomas Aquinas stated that the
Natural Law was the role in which human beings play in the Eternal Law. The
primary distinction between human beings and other objects of the Eternal Law
is that we are in possession of reason and free will. As stated above, human
beings are able to recognize self-evident truths about the world in which we
live through observation and the application of reason to those observations.
Thus if we go to bed at night and the ground is dry, and we observe the next
morning that the dirt has turned into mud, we are able to reason that it rained
during the night. Moreover, we exercise reason and free will in order to
realize all of our fundamental human yearnings, such as life, liberty, and the
pursuit of happiness. This inclination to reach a proper end (our yearnings)
through the application of reason is the Natural Law; it is our human nature.
Although this may all sound abstract, we experience this process on a daily
basis: Since we have a human yearning to provide for ourselves and our loved
ones, we have learned through the exercise of reason that we can best
accomplish that "proper end" by going to work nearly every day. Thus,
it is a fundamental human inclination to exert energy to meet one’s natural
needs. If we don’t, we die.
This, of course, begs the question
of what are those "proper ends" that God has dictated we as humans
naturally strive for, or – for our secular readers – what nature has dictated
that we instinctually strive for. Indeed, it is the perceived subjectivity of the
answer to that question which has made Natural Law an unappealing philosophy to
many. As was mentioned above, one of the traditional answers was "all of
those things which we yearn for." To begin with, all living things strive
for self-preservation. Thus, it is a natural inclination to consume food and
water, and to defend oneself from attacks. However, as humans possess certain
traits which are peculiar to themselves, there are additional "ends"
which we do not share with other animals. For example, it is a natural yearning
to love, to acquire knowledge, and to express oneself creatively. Those
yearnings, however, do not lend themselves to being "listed." In
fact, to do so is to tread into dangerous territory because if we only
recognize those listed yearnings, then we are in danger of disparaging others
that we leave out. As we shall discuss below, the Founders recognized this
problem and provided a solution to it with the Ninth and Fourteenth Amendments.
Since I first read the Declaration
of Independence as a high school student, I have been fascinated with the
concept of self-evident truths. If we agree with the generally accepted
definition of self-evident truths – those which do not require hard evidence in
order to evince acceptance – we run into two problems. The first is that at
some time there surely must have been some evidence that caused universal
acceptance of these truths; as in, it is self-evident that the Sun rises in the
east every morning because the ancients and we have seen it there; as in, every
human being has material needs to stay alive because the ancients and we have
gotten hungry and cold and awkward at nakedness; as in, all things are subject
to the laws of cause and effect, except for the uncaused cause, whom believers
call God and our secular colleagues call Nature. These observations of the Sun
and realizations of our own self-needs are, in fact, evidence for their
universal acceptance. But the universality of these "truisms"
(another way of saying self-evident truths) allows us to dispense with the need
to provide scientific evidence in support of them whenever we articulate them.
Stated differently, no rational person can seriously challenge truisms when we
use them as building blocks for our arguments.
The second problem we need to
confront when commencing an argument with truisms is the realization that many
people are willfully blind even to the obvious. Thus, while the truism that
"all Men are created equal" may have been self-evident to the
Founders, it surely was not self-evident to King George III or to the millions
on the planet then and now to whom the divine right of kings provided and still
provides a moral basis for tyranny. Moreover, it was not selfevident to the
Founders themselves that "all Men are created equal" applied to all
human beings, not solely to property-owning adult white males.
From the above we can conclude that
not every person in every age is sufficiently exposed to the truth so as to
recognize it. Because we are all fallen – that is, our human nature has
inherited the imperfections of original sin – we do not always recognize a
truism. This is so because the truth is often inconvenient, painful, and
upsetting; and it requires rational thought, acceptance of revelation, and
personal courage to pursue.
What does it take to peel away
errors of willful blindness? It takes intellect and free will. That we all
possess the free will to pursue the truth, the intellect to recognize and
accept it, and that its pursuit is the ultimate goal of human activity, is the
ultimate truism. There are many self-evident truths that all rational persons
recognize. Some come from human reason (the Sun rising, our needs for food,
shelter, and clothing, as examples), and some come from revelation (we have the
rights to life, liberty, property, and happiness; it is wrong to lie, cheat,
steal, and murder, as examples). Some come from reason and revelation
(government is essentially the negation of liberty; humans have free immortal
souls while governments are finite and based on coercion and force). But the
concept of self-evident truths – or truisms – is absolutely essential to
freedom. Truisms reject moral relativism, and American exceptionalism. They
compel an understanding of the laws of nature that animate and regulate all
human beings at all times, in all places, and under all circumstances. And
truisms equal freedom.
Once we recognize those human
yearnings, we can begin to understand the evil of government commands which
infringe upon those yearnings. The Third Reich provides a case study in how
governments devise policies and institutions which trespass on just about every
human yearning there is, and the human suffering which inevitably follows from
those trespasses. It is wrong to detain, torture, and murder humans because
they possess an inherent inclination to roam the world freely, to avoid pain,
and to preserve their lives. Compulsory sterilization is wrong because humans
possess a yearning to reproduce. Proscription of free speech is wrong because
it violates the natural human urge to express oneself and communicate ideas to
others. Confiscation of property is wrong because humans endeavor to produce
things which enrich their lives or can be traded for other things which do so.
Requiring accountability or imposing surveillance is wrong because humans
desire privacy; i.e., to be left alone. When government interferes with the
natural order of things, whether as innocently as planting corn in Siberia, or
as atrociously as exterminating persons, there are always disastrous
consequences. And even if flouting the natural law benefits a majority (as is
typically the claim), there will always be someone who pays the price of having
his human nature transgressed upon. Proponents of Positivism and the welfare
state have not been able to demonstrate even one credible example to the
contrary.
Natural Rights
Natural Rights is a related but
separate concept to the Natural Law. If each of us lived on an island by
ourselves, we could live without fear of the Natural Law being transgressed.
However, almost all of us live in complex societies where social interaction is
the norm. The problem is that humans have a frightening tendency to impede the
natural inclinations of other human beings, presenting a dilemma: Although
humans must be able to mesh with one another, they need to do so in a manner
which preserves the Natural Law. Therefore, there is a need for rights which
establish rules respecting those interactions so as to reinforce the pursuit of
our yearnings implicit in nature. Professor Randy Barnett defines them in the
following manner:
Natural rights attempts to identify
conceptually the space within which vulnerable people need to be free to make
their own choices about the directions of their lives, which includes crucially
the choices of how to acquire, use, and dispose of scarce physical resources.
In other words, our natural rights
protect our ability to pursue our natural inclinations free from government
interference: To live, to love, to acquire property, to be productive, to be
left alone. If a human or if a government transgresses those rights, then it is
violating those rules of social interaction, and hence the Natural Law.
Stated simply, because natural
rights protect our human nature and are based on the eternal law, they are
described as self-evident and inalienable. By self-evident, it is meant that
these rights do not require some scientific proof in order to explain their
existence. Humans have a natural inclination to preserve their own lives:
Although we can certainly try to understand precisely why it is that humans try
to preserve their lives, it can stand by itself and needs no further
explanation or rationalization. Although a legislature may order that the right
to life will be disregarded, it can never take that right away or alter the
fundamental human yearning to live, just as Khrushchev could never change the
fact that corn cannot grow in Siberia.
Natural rights are in contrast to
political rights, which we do in fact acquire by virtue of the government.
Thus, in addition to natural rights, we can possess whichever political rights
the government guarantees. For example, most of the rights recognized in the
Constitution are Natural Rights. However, some, such as the right to be
indicted by a grand jury before prosecution, depend upon the Constitution, and
not the Natural Law, for their existence. Is there a fundamental human yearning
to compel government prosecutors to present a case to a grand jury, at which no
judge or defense counsel is present, and the make-up of which is usually timid
souls eager to please the prosecutors? Certainly not. Although it may sometimes
work as a matter of policy as a check on the government, it has nothing to do
with human inclinations and the Natural Law. Nonetheless, it is an additional
right which we enjoy by virtue of being under the jurisdiction of the federal
government (as opposed to simply being human). Therefore, unlike Natural Rights
which can be called pre-political, there are indeed political rights which rely
upon government for their existence, and cannot be considered self-evident.
By inalienable it is meant that
these rights cannot be taken away from us under any circumstances, although we
can give them up. Thus, even if we desired to do so, we could never sell
ourselves into slavery and relinquish all claims on liberty. Such a transaction
would be void as contrary to the Natural Law. But one may argue, can’t we sell
our property, thus making it alienable? Although we can alienate our property,
we can never alienate our right to acquire, possess, alter, and trade property.
Thus when we exchange one good for another, we are merely converting the
subject of that right into something else; we are not adversely affecting the
right itself. If we grew corn and donated it to a local charity, the fact of
that donation does not change that we always have a right to claim future corn
production for ourselves.
The cornerstone of a libertarian
understanding of Natural Rights, and how social interactions should be
structured so as to maximize the pursuit of our fundamental human yearnings, is
the nonaggression principle. This states that we are free to do as we choose,
but only to the extent that our actions do not infringe upon the freedoms of
others. Thus, my freedom to swing my arms ends a few inches in front of your
nose. In addition to individuals, governments must also obey the nonaggression
principle, as governments are merely the constructs of individuals, deriving
their just powers from what the governed have consensually given them, and are
thus temporal "things" secondary to the Natural Law.
In modern society, where the natural
law has been perverted, we have permitted the government to monopolize violence
and coercion. This has resulted in our sheep-like acceptance of theft of
property, liberty, and dignity by the government. We have also permitted the
perversion of the principle of subsidiarity. Subsidiarity encompasses von
Mises’ assertion that government is the negation of liberty, Aquinas’s view
that the government’s use of force should be as little as possible, and
Jefferson’s mantra that that government is best which governs least. To comply
with the doctrine of subsidiarity, governmental tasks should be performed by
the lowest level of government possible, so as to disturb the least individual
freedom, absorb the fewest public resources, and endure for the briefest time
period. I know what you are probably thinking. . . . This doesn’t sound like
anything in American government today. You’re right.
Elsewhere in this book, we explore a
number of different natural rights which embody the nonaggression principle,
such as the right to free speech and the right to property. However, whenever
we attempt to discuss Natural Rights, the same "problem" that we
encountered with the Natural Law arises: What exactly are those rights? As noted
above, those who criticize the philosophy of Natural Rights typically do so
because they are frustrated by what they perceive to be an inherent
subjectivity in the method of identifying those rights. After all, the law
prides itself on being objective and determinable. And sadly, the ambiguity of
the Natural Law has been abused from time to time so as to disparage our
natural rights.
Such was the case in Justice Joseph
P. Bradley’s concurrence in Bradwell v. Illinois, an 1873 Supreme Court case
that upheld Illinois’ refusal to license a woman as a lawyer. He famously
stated that "the constitution of the family organization, which is founded
in the divine ordinance, as well as in the nature of things, indicates the
domestic sphere as that which properly belongs to the domain and functions of
womanhood." Just as geography was once plagued by the belief that the
world is flat, so, too, has the practice of discerning the Natural Law fallen
victim to ignorance, stereotyping, and invidious discrimination by the government.
The problem with this criticism is
that it entirely misconceives the character of natural rights. Rather than be
turned off by any sort of perceived subjectivity of determining our
"proper ends," we should be instilled with a sense of deep respect
for and complete deference to those immutable yearnings implicit in the order
of things. It is no more sensible to reject the natural law for its lack of
objectivity than to disparage the field of physics for the cryptic behavior of
subatomic particles, and thus revert to the belief that all things are made up
of earth, wind, water, and fire because it is easier to understand.
Subjectivity has absolutely nothing to do with truth, merely the ease and
certainty of determining what those truths are.
Our politicians should be terrified
at the prospect of encroaching upon our natural rights, and thus interfering
with the natural order of things, especially because of their subjectivity,
just as we would be terrified to take some experimental medicine about which nothing
was known. And as we shall see, even someone who does not believe in the
philosophy of the natural law must accept that, if properly followed, it avoids
all of the crimes against humanity which we have seen government commit
throughout human history. I speak not just of the truth of Natural Rights, but
their capacity to foil tyranny.
However, the concept of rights does
not in reality have to be complicated at all. Rather, all rights, and indeed
all tenets of libertarian philosophy, can be traced back to one single right:
The right to own property. Although we traditionally think of this as the right
to control tangible, external things (and that is the understanding adopted by
the chapter in this book on property rights), it really begins earlier, with a
property right to one’s own body. If we acknowledge this application of the
right in conjunction with the nonaggression principle, then we also recognize
free speech, freedom of association, freedom of travel, and a right to privacy.
As Murray Rothbard explains in his book The Ethics of Liberty,
A person does not have a "right
to freedom of speech"; what he does have is the right to hire a hall and
address the people who enter the premises. He does not have a "right to
freedom of the press"; what he does have is the right to write or publish
a pamphlet, and to sell that pamphlet to those who are willing to buy it (or to
give it away to those who are willing to accept it). Thus, what he has in each
of these cases is property rights, including the right of free contract and
transfer which form a part of such rights of ownership. There is no extra
"right of free speech" or free press beyond the property rights that
a person may have in any given case.
If we, however, extend this property
right beyond the body and acknowledge that humans must retain control over
tangible things external to them, then we also recognize the ability of one to
do business and freely contract with others. Moreover, it declares government
initiatives such as taxation and the Federal Reserve’s inflationary policies as
illegitimate and in contravention of the Natural Law. And, as we shall see,
some government initiatives, such as war, violate this property right in nearly
every single form it can take. Thus, although one may fairly say that
libertarians share general principles such as nonaggression and "free
markets," among others, the common denominator within this philosophical
movement is simply that there are certain spheres of this world which belong
exclusively to the individual. We have dominion over these spheres by virtue of
being human, and for that reason, they are natural rights which do not rest on
any government for their existence.
Human Law
The key difference between the
Eternal Law, the Natural Law, Natural Rights, and Human Law, is that the last
of these is not implicit in the order of things, but is actually promulgated by
humans. Nonetheless, if lawmakers are to create the best society, they must be
informed by human nature. Professor Barnett notes the role that man-made law
plays in the scheme of Natural Law:
Once these [natural] rights are
identified, it is a somewhat, but not entirely, separate matter of
institutional design to see how they can best be protected in a world in which
others are more than willing, if given half a chance, to interfere with the
well-being of others. . . . Natural rights, therefore, do not enforce
themselves. They are rather a mode of normative analysis used to evaluate and
critique the positive law that is needed to reinforce them.
The proper role, then, for human law
is to extend those natural rights into workable legal standards. After all, we
live in an extraordinarily complex world, and it is not always obvious how
natural rights, such as the right to order one’s personal life, apply to new
and controversial questions, such as euthanasia or net neutrality. Moreover,
although there may be a natural right to enter into contracts on one’s own
terms, there is an important role for laws which require that contracts take a
certain form before they can be enforced (so as to minimize the possibility of
fraud). Although one may intuit that the right to enter into contracts protects
the ability of parties to enter into contracts without their signatures,
legislatures are well justified in promulgating a law that such agreements will
not be enforced. Thus, we can see that man-made law must not only respect, but
preserve, protect, defend, and actually serve our Natural Rights.
Because human suffering results when
man-made laws conflict with the Natural Law, and the very purpose of man-made
law is to enforce Natural Rights, human laws are only valid to the extent that
they uphold the Natural Law. Aquinas noted that "every human law has just
so much of the nature of law, as it is derived from the law of nature. But if
in any point it deflects from the law of nature, it is no longer a law but a
perversion of law." As we shall discuss below, one Supreme Court justice
even saw fit to distinguish between acts and laws: Acts are commands which come
from our politicians, and cannot be considered laws unless they comport with
the Natural Law.
One might well question what is
meant by valid. After all, we will most likely obey a law regardless of whether
it comports with the natural law, so long as the consequence of disobeying that
law is punishment. By imposing a requirement of validity, we ensure that our
government is constrained by the Natural Law. Could our politicians,
practically speaking, pass laws which violate the Constitution? Of course, as
is frequently the case. But central to the Natural Law and to the Constitution
itself is the belief, held by the people and our judges, that such laws are not
valid and should be struck down. So, too, the Natural Law, like the
Constitution, will only constrain our government if there are those among us
who hold it accountable to the Natural Law.
If there is any message that I hope
to communicate in this book, it is that all of us should be constantly questioning
the validity of our officials’ commands. If they violate the Natural Law, then
we must do everything in our power to right their wrongs and restore our
freedom; at the simplest, it will entail voting them out of office; at the most
extreme, it will mean abolishing that government altogether.
The importance of questioning the
validity of Human Law can be seen in the American civil rights movement.
Racially discriminatory laws were, of course, often obeyed, because the
consequences of not doing so was imprisonment and police brutality. However,
civil rights activists, including the Reverend Dr. Martin Luther King Jr., knew
that those laws did not comport with the Natural Law, and thus if African
Americans were ever truly to be free, they must do everything in their power to
have those laws repealed:
When the architects of our republic
wrote the magnificent words of the Constitution and the Declaration of
Independence, they were signing a promissory note to which every American was
to fall heir. This note was a promise that all men, yes, black men as well as
white men, would be guaranteed the unalienable rights of life, liberty, and the
pursuit of happiness. . . . Instead of honoring this sacred obligation, America
has given the Negro people a bad check, a check which has come back marked
"insufficient funds." But we refuse to believe that the bank of
justice is bankrupt. . . . I have a dream that one day this nation will rise up
and live out the true meaning of its creed: "We shall hold these truths to
be self-evident: that all men are created equal."
Dr. King recognized that those laws
were not just bad or unwise, but illegitimate because they violated the
fundamental truths of the Natural Law. Civil rights were not mere political
rights which could be granted or taken away as government saw fit; rather,
since they come from our humanity, they relied upon nothing from the government
for their existence. As we shall now explore, and as noted by Dr. King, this
scheme of Natural Law was adopted by our Founders and enshrined in the
Declaration of Independence and the Constitution.
The Promise of Freedom
Although our rights would exist even
if they were not recognized by the Constitution, a scheme of Natural Rights
nonetheless is enshrined in the Declaration of Independence and Constitution,
and forms the basis for our entire legal system (or what our Founders intended
to be our legal system). As previously noted, Jefferson specifically
characterized our rights to life, liberty, and the pursuit of happiness as
inalienable and self-evident. Moreover, he justified the entire American
Revolutionary War as an effort to restore the protection of our Natural Rights:
When in the Course of human Events,
it becomes necessary for one People to dissolve the Political Bands which have
connected them with another, and to assume among the Powers of the Earth, the
separate and equal Station to which the Laws of Nature and of Nature’s God
entitle them, a decent Respect to the Opinions of Mankind requires that they
should declare the causes which impel them to the Separation.
Thus, the entire basis for our
independence as a nation is the recognition and protection of our Natural
Rights. The Founders did not believe that the tyranny of King George III was
merely imprudent or unwise but, like Dr. King, found it to be illegitimate.
In 1798, Justice Samuel Chase
acknowledged the idea that government behaviors contrary to the Natural Law are
invalid when he proclaimed in the famous Supreme Court case of Calder v. Bull,
which addressed the applicability to state legislatures of the Constitution’s
prohibition of ex post facto laws, that there are certain vital principles
in our free Republican governments, which will determine and over-rule an
apparent and flagrant abuse of legislative power. . . . An ACT of the
Legislature (for I cannot call it a law) contrary to the great first principles
of the social compact, cannot be considered a rightful exercise of legislative
authority.
Thus, government is always
constrained in principle by the Natural Law – which Justice Chase called
"the great first principles of the social compact."
Natural rights are also referenced
in and protected by the Constitution. The Ninth Amendment states that "the
enumeration in the Constitution of certain rights shall not be construed to
deny or disparage others retained by the people." What would constitute
the "rights . . . retained by the people," if not Natural Rights? By
proclaiming that those rights are retained, the text of the Constitution
expressly rejects the philosophy of Positivism: Because those unenumerated
rights remain with individual human beings, Congress and the president cannot
take them away by enacting a law or issuing a command to that effect.
Moreover, since the Bill of Rights
constrains the federal government, the Fourteenth Amendment protects
individuals from similar encroachments of our Natural Rights by the States:
"No State shall make or enforce any law which shall abridge the privileges
or immunities of citizens of the United States." What would be the
privileges or immunities of American citizens, if not our Natural Rights? After
all, the amendment does not say, "The enumerated rights in the Bill of
Rights shall apply to the States." Thus, states are constrained by more
than just those rights expressly listed in the Constitution, but also by those
natural rights which are not easily identified and listed. We explore a method
for enforcing those rights elsewhere in the book in the chapter called
"When the Devil Turns Round on You: The Right to Fairness from the
Government." Why the Fourteenth Amendment refers to privileges and
immunities instead of rights is an interesting story, but it is of no semantic
significance.
Dr. King, in his "I Have a
Dream" speech, referred to the protection of Natural Rights as the promise
made by our Founders to the American people. Proponents of Positivism must
coherently argue why we should now uproot the entire basis for our independence
and default on that promise. As we shall now see, they have not been able to
make the argument coherently, but they have profoundly uprooted the basis of
our independence with their material assaults on the Natural Law.
Positivism
Positivism teaches that law is
whatever is affirmatively put forward by human lawmakers. To a Positivist, the
law is whatever the lawgiver/lawmaker says it is. Consequentially, under
Positivism all of our rights are granted to us by the government, and they can
be taken away at the discretion of the government. The central feature of
Positivism is that an act is considered a law simply if it was lawfully enacted
and is enforceable. In other words, laws are those commands which people can be
coerced into obeying. Thus, Positivists would contend that Hitler’s Final
Solution, regardless of its morality, can be described as law. By contrast,
Positivists expressly disclaim that there is any "higher law" with
which human law must conform if it is to be truly considered a law. As
discussed earlier, Positivism can be a very tempting legal philosophy, given
that if government systematically disparages our rights, then as a practical
matter it appears as if we do not in fact possess those rights. It is also tempting
because, in a free society, whether a democracy or a republic, the majority in
the government, the majority of those who write the law, have their way with no
constraints. "The majority rules" is a popular, populist, and
Positivistic taunt. It is also destructive of freedom.
Why did Positivism develop as a
legal philosophy? After all, legal philosophies typically arise in response to
a particular situation, just as Natural Law developed during a period of
Absolutism, when it was believed that kings were divine, and thus they and
their commands were superior to their subjects; during such times of tyranny,
the inherent truth of the Natural Law is at its most obvious. Professor Barnett
notes that we can literally see the truth of the Natural Law by observing the
direction in which refugees travel – toward freedom, and away from oppression.
Positivism is said to accomplish two
objectives; the first is that law is "written," and thus, persons do
not have to worry about being surprised by unwritten legal obligations binding
upon them. Positivists fear that judges who simply disagree with the collective
judgment of the people may strike such laws down under the auspices of the
Natural Law. If we are to err to any side, it should be the collective knowledge
and experience of we the people, not judges. It is for this second reason, as
we have seen, that Positivism is described as fundamentally majoritarian.
Stated differently, no matter how ill-advised, unnatural, or immoral; how
unlawful, unconstitutional, or hateful; how biased, self-serving, or
fraudulent; under Positivism, the majority that lawfully controls the
government lawfully gets its way. This is the second objective of Positivism.
There are, however, some problems
with Positivism, several of which have already been discussed. First, Natural
Law thinkers also recognize a need for written, man-made law which can provide
guidance and a sense of certainty to the populace. They only pose the
additional requirement that those written laws be grounded in the principles of
the Natural Law.
Second, Positivism’s emphasis on
majoritarianism has proven itself to be a woefully inadequate substitute for a
scheme of Natural Rights. Although the theory of Positivism allows for the
promulgation of laws which favor the majority, it also facilitates the
promulgation of laws which benefit a minority at the expense of the majority,
as was the case for centuries with Feudalism. Thus, Positivism is contingent
upon effectively functioning democratic processes; without them, Positivism
collapses in on itself. Anyone discontented with lobbying practices in
Washington can understand this flaw of Positivism.
Why should the transgression of the
natural rights of a minority be any less abject than doing so to a majority?
After all, Jews were an ethnic minority in Germany; does that make the
Holocaust any more tolerable? Because the Natural Law applies equally to
individuals and minorities as well as majorities, any transgression of it is
just as damaging to the immutable order of the universe. If we steal one
hundred dollars instead of one million dollars, it is still theft, and a
violation of another individual’s property rights.
As human history teaches us, many of
the most egregious human rights violations have come at the hands of majorities
in so-called advanced societies. Was it not a majority of white Americans which
for two hundred years institutionalized slavery, the ultimate violation of
Natural Rights? Even Abraham Lincoln, the so-called Great Emancipator, was not
an abolitionist out of principle, but rather out of temporary military
necessity to cripple the southern economy and win the Civil War. Was it not
democratically elected officials who detained (Asian) Japanese American
citizens during World War II, but not (Caucasian) German American citizens?
Perhaps the most extreme example of the tyranny of the majority is abortion:
Unborn fetuses obviously cannot partake in the political process, and therefore
are, for the purposes of this discussion, a minority which has been
"outvoted." What could constitute more natural yearnings than to be
born and to develop into a human being?! Nonetheless, abortion is a widely
accepted practice even in those advanced societies with the greatest
protections for fundamental rights.
The requirement that law is whatever
can be enforced is also imprudent, and simply untrue. In his speech to the
people of London, the character V in V for Vendetta eloquently addressed the
issues of truth and enforceability in the law:
There are of course those who do not
want us to speak. I suspect even now, orders are being shouted into telephones,
and men with guns will soon be on their way. Why? Because while the truncheon
may be used in lieu of conversation, words will always retain their power.
Words offer the means to meaning, and for those who will listen, the
enunciation of truth. And the truth is, there is something terribly wrong with
this country, isn’t there? Cruelty and injustice, intolerance and oppression.
V, like our Founders and Dr. Martin
Luther King Jr., recognized that the truncheon was simply not an adequate
substitute for the principles of "fairness, justice, and freedom";
the enforceability of unjust laws cannot change the truth that our Natural
Rights are being transgressed.
Conclusion
Although we have explored at length
how man-made law must be subject to the Natural Law, perhaps the best
indication of the falsehood of Positivism is that, deep down, we know that the
transgression of our natural rights is wrong. We do not simply disagree with
it, but feel a sense of visceral outrage that one human would try to treat us
as inferior and subject to his will; it is antithetical to our selfhood. Thus
it is in our human nature not just to yearn for freedom, but to recognize when
those yearnings are unnaturally restricted. Elsewhere, V referenced Thomas
Jefferson when he stated that "people should not be afraid of their governments.
Governments should be afraid of their people." It should be clear that
Positivism’s scheme of law relies upon the people obeying laws because they are
afraid of the government, not because those laws are in accord with the Natural
Law, and therefore just.
If we are to live forever in a legal
system founded on Positivism, then we can only hope that we will have laws
which, coincidentally, happen to be just. But there is another way, the way of
the Natural Law: Rather than be content to follow the will of the truncheon, we
can choose to listen to those words which enunciate truth, and our Founders’
promise that those truths will not be denied by government.
This book is about the titanic
battle between adherents of Positivism and believers in the Natural Law; stated
differently, between Big Government and individuals. As we shall see, the
danger that befalls individuals inevitably comes from the government. The
government makes it dangerous for us to be right when it is wrong.
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