The Great Leap Forward aimed to make China
an industrial giant—instead it killed 45 million
Closely monitored by the authorities Ganzu province. Yumen. 1958. Whatever the city, whatever the region, the sound of drums and cymbals announces a workers delegation marching to administration headquarters to tell of a new high in their production. Oil workers from the Petrol Combine, whose production has jumped 200% in the past ten years.
By MICHAEL FATHERS
It is difficult to look dispassionately at
some 45 million dead. It was not war that produced this shocking number, nor
natural disaster. It was a man. It was politics and one man's vanity. The cause
was famine and violence across rural China, a result of Mao Zedong's unchecked
drive to turn his country rapidly into a communist utopia and a leading
industrial nation.
The dead were in effect victims of Mao's
determination, at the end of the 1950s, to push the Soviet Union off its perch
as leader of the world communist movement following Nikita Khrushchev's
denunciation of Stalin. Khrushchev had boasted in May 1957 that the Soviet
Union would overtake the United States as the world's leading industrial and
agricultural power within 10 years. Mao sought a similar goal for China, but
over a much shorter period. In "Tombstone," Yang Jisheng quotes the
words of Mao, which became a rallying call: "go all out, aim high, and
achieve greater, faster, better and more economical results in socialist
construction."
In 1958, Mao launched the "Great Leap
Forward," a manic and coercive mobilization of China into "Peoples
Communes"—giant collective farms and administrative units. Almost
overnight, China was transformed into 26,000 communes. Armies of peasants,
prisoners and city dwellers were dragooned to build vast power and irrigation
projects that were either not completed or were improperly constructed and failed.
The countryside was militarized and regimented into work battalions and work
brigades.
Family kitchens were destroyed; even
utensils were taken over by the commune or fed to "backyard furnaces"
and melted down into useless iron lumps. All food was served in canteens and
distributed according to merit; for the uncooperative, starvation was the
punishment of first resort. When food ran out the canteen closed and peasants
were left to scavenge.
Houses were knocked down to make way for gigantic
piggeries that were often never completed. Inhabitants were left to sleep in
the open; some moved in with the pigs. Doors, windows, lintels and wooden beams
were ripped from homes to provide fuel for the backyard furnaces. If anything
was held back, its owner was punished or tortured. "We can start communism
with food, clothes and housing," Mao declared. "Collective canteens,
free food, that is communism."
Communist cadres in the provinces competed for Mao's
attention and praise, striving to outdo one another with highly inflated
estimates of harvests. Radical new planting techniques, supposed to yield massive
amounts of wheat and other grains, were backbreaking failures or ruinous fakes.
On Khrushchev's last visit to Beijing in 1958, before
the split between the two communist giants became a chasm, Mao boasted to
Khrushchev that China had more rice than its citizens could eat; his chief
worry was how to deal with the surplus. In reality, the people were already
starving.
By the end of 1958, as agricultural production fell
sharply and government quotas were raised to fantastic levels, famine spread.
In July 1959, at a conference of senior leaders at the hilltop resort of
Lushan, China's defense minister, Marshal Peng Dehuai, led a move to review the Great
Leap Forward and to halt, or at least rein in, the drive to total
collectivization.
Peng, a peasant hero and
veteran of the communists' revolutionary war, had visited his and Mao's home
province of Hunan and seen the suffering first hand. He would be destroyed by
Mao, branded a "right deviationist" and the leader of an
"anti-party clique." From then on, any attempt to relieve the
peasants' suffering was crushed, as purges swept through the country.
The famine lasted until 1962, when Mao was finally
outmaneuvered by his lieutenants, including China's president Liu Shaoqi and
the chairman of the State Planning Commission Li Fuchu. Liu Shaoqi, while not
directly criticizing Mao, told a mass meeting of 7,000 leading cadres from
across China that farmers believed their problems were due 30% to natural
calamities and 70% to man-made disaster. In the words of Frank Dikötter, the
leading historian of the Great Famine, "the very use of the term 'man-made
disaster' was a bombshell, drawing gasps from the audience." The communes
were dismantled and China's peasants were able to cultivate and grow and cook
their own food once more. Harvests improved rapidly.
Mao never forgave his opponents for this affront. In
his eyes Liu Shaoqi had become China's Khrushchev, and Mao set about plotting
his revenge. What followed, in 1966, was the "Great Proletarian Cultural
Revolution," a decade of anarchy and violence. The Communist Party was
torn apart. Suspect leaders and cadres, along with their families, were
crushed, or were killed, or were scattered to China's remotest and impoverished
regions. Liu Shaoqi was tortured and allowed to die.
For decades historians in the West believed the
Cultural Revolution was modern China's greatest trauma—the famine that came
with Mao's Great Leap Forward had been successfully hidden.
It was only after 1979, with Mao dead and the radical
leftists that had surrounded him purged or in jail, that China's open-door
policy enabled academics and statisticians to investigate what the country had
become after the Communist Party captured power in 1949. When limited access to
population statistics was permitted in the 1980s, demographers caught a hint of
the secret China had kept from the world.
The country's leaders had told the world China was
brimming with food and revolutionary prosperity. It lauded the Great Leap
Forward and the benefits that came from communal life and the management of resources.
It pointed to remarkable engineering feats using mass labor to build
large-scale dams and canals and create new irrigated farmlands in former
wastelands, and the scientific achievements made in cropping.
Abroad this propaganda was portrayed as fact. During
the Great Leap Forward, fellow travelers were allowed to visit China on closely
monitored tours of the countryside. Briton Felix Greene declared that death by
hunger had ceased in China. The scientist and distinguished Cambridge
University Sinologist Joseph Needham said it was nonsense even to think that
peasants might be oppressed. He declared that communal kitchens, the most hated
symbol of collectivization, were symbols of pride. Other prominent foreigners
invited to China to be hoodwinked included Britain's war hero Bernard
Montgomery, and François Mitterrand, later to be elected president of France.
Setbacks were said to have been caused by droughts and
floods. Some even put forward Mao's China as a development model. The first
president of newly independent Tanzania, Julius Nyerere, turned to Mao for
inspiration, pushing thousands of small farmers into experimental collectives
in the 1960s. These were as hated and economically useless as China's. Similar
moves were forced on Ethiopians in the 1970s by the young, radical colonels who
had ousted and murdered Haile Selassie.
In the 1990s, the truth began to emerge for everyone
outside China to see. Jasper Becker, a former correspondent in China for the
Guardian, published "Hungry Ghosts: China's Secret Famine" (1996)—the
first accessible account of China's man-made catastrophe. Readers were shocked
by the estimate of the dead, the violence involved and the fear among the
Chinese of speaking out, even 30 years afterward.
Scholars began a relentless and painstaking
cat-and-mouse game, heading to provincial Communist Party offices, searching
for copies of high-level documents on the famine that had been dispatched from
Beijing and forgotten. In Beijing, the original documents are still closed to
outside eyes in the party's central archives. And important pieces of evidence
are being covered up again: Some originals transcribed in Zhou Xun's chastening
documentary history, "The Great Famine in China, 1958-1962" (see
sidebar) have since been reclassified by the Beijing authorities and vanished
once more into closed files.
In 2010, Frank Dikötter produced "Mao's Great
Famine," an authoritative account of the catastrophe, written with a
bravura seldom seen in Western writing on modern China. Impassioned and
outraged, Mr. Dikötter detailed the destruction, the suffering and the cruelty
or hubris of China's leaders. Sorting through forgotten and hidden documents
with great intellectual honesty, Mr. Dikötter ended his journey pointing his
finger directly at Mao, who notoriously said, as he called for higher grain
deliveries from the countryside at the height of the famine: "It is better
to let half the people die so that the other half can eat their fill."
For the general reader, "Mao's Great Famine"
is unlikely to be bettered. "Tombstone" is something quite different,
a condensed, yet magisterial 600-page edition of a densely detailed, two-volume
Chinese-language account by Yang Jisheng, a retired Chinese journalist and
Communist Party member.
The author lacks Mr. Dikötter's narrative skills, and
readers may find "Tombstone" heavy going at times. But as a
researcher Mr. Yang steps carefully through the barrage of statistics and the
acres of interviews he conducted. He ranges across China from devastated
province to devastated province, in and out of the political struggles as Mao's
authority wanes and rises, the "leap-forward," the
"right-deviationist" campaigns, the propaganda battles, the mass
mobilizations, the fawning and fear at the very top and the horror and death at
the bottom. The panorama is enormous but it is often the detail that is most
memorable.
As a teenager in 1959, Mr. Yang watched his father die
of starvation. Years later, while working in a senior editorial post at Xinhua,
China's state-controlled news agency, he began his own search for the truth
behind the famine. The author spent 20 years tracking down survivors across
China and using his authority as a respected Communist cadre to access
provincial archives. It was, in part, expiation for his shame in not
questioning his father's death.
As a young man Yang had been an ardent believer in
Mao's Great Leap Forward. "I harbored no doubts regarding the Party's
propaganda about the accomplishments of the Great Leap Forward or the
advantages of the People's Communes," he writes. In his old age Mr. Yang
reveals that the ceaseless mass criticisms and harsh punishments he witnessed
during his youth instilled a feeling of dread, a dread that seeped into his
psyche and fed his instinct for survival.
Mr. Yang concludes that Mao Zedong knew early on that
his policies of extracting extortionate levels of foodstuffs from an
impoverished countryside were killing millions. He uncovers the "arrest
plans" and the quotas given to the police and militia for each province in
dealing with those accused of speaking out against the Great Leap Forward and
the regime. It was as if the quotas were political production targets. In 1958
Anhui province, a center of the famine, was given an "arrest quota"
from the central government of 45,000 people. Officials surpassed the quota
with 101,000 arrests. Many of those arrested died of starvation in labor camps.
There is no memorial anywhere in China to the victims
of the famine, no public monument, no remembrance day. Graves are not marked
and mass burial grounds have disappeared into the landscape. The famine's very
existence has been denied. The Communist Party will only admit to "food
shortages" and "some difficulties" during the Great Leap
Forward. They claim that these setbacks were a result of natural disasters.
Mr. Yang set about writing his book as a tombstone for
his father and for every victim who had died from starvation. He was also
erecting a tombstone for the system that brought about the Great Famine. First
published in Hong Kong in 2008, Mr. Yang's work is banned in China. The reason
is clear: The book challenges the very foundation of the Communist Party's
authority. As China's Communist Party chieftains gather later this year in
Beijing to proclaim their self-given and unaccountable authority to govern,
Chinese may wonder whether the lesson of the famine has been learned.
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